Charles A. Castle

WEALTH MANAGEMENT

Charleston, SC 29405

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CRD#: 7328613

Professional summary

Charles Andrew Castle, who also goes by Andrew Castle, Chuck Castle, is a registered financial advisor currently at WEALTH MANAGEMENT located in Charleston, South Carolina.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Charles has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Andrew Castle | Chuck Castle

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Mainstreet Financial Solutions - not investment related - 1630 Meeting Street Rd, Ste 105 Charleston, SC 29405 - Accounting Firm - Start 07/2007 - 160 hours monthly/160 hours during security trading hours - Duties include tax, payroll and accounting.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Andrew Castle's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 19, 2021 - Present

WEALTH MANAGEMENT

Office #1: 1630 Meeting Street Rd Ste 105, Charleston, SC 29405

RIA

CRD#: 137080

Charleston, SC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEALTH MANAGEMENT

WEALTH FIRM | WEALTH MANAGEMENT NEBRASKA LLC | WEALTH MANAGEMENT LLC | WEALTH MANAGEMENT

CRD#: 137080 / SEC#: 801-65977

RIA

Registered Investment Advisory firm - (2/17/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

South Carolina
(2/19/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/19/2021

Uniform Investment Adviser Law Examination

Current Firm

WEALTH MANAGEMENT

WEALTH FIRM | WEALTH MANAGEMENT NEBRASKA LLC | WEALTH MANAGEMENT LLC | WEALTH MANAGEMENT

CRD#: 137080 / SEC#: 801-65977

RIA

Registered Investment Advisory firm - (2/17/2006 Approved)

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Contact information

Main Address

125 South 4th Street, Norfolk, NE 68701

Mailing Address

Po Box 1264, Norfolk, NE 68702-1264

Phone number

(402) 371-1160

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (36 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WEALTH MANAGEMENT ADV PART 2A (4/29/2025)

Regulatory assets under management

Total Number of Accounts	3,617
AUM (Assets Under Management)	$ 3,100,744,962

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Charles A. Castle

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Andrew Castle's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEALTH MANAGEMENT

Primary Firm SEC Registration

WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 2/19/2021

Current Firm

WEALTH MANAGEMENT

Contact information

SEC notice filing (36 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEALTH MANAGEMENT

TRUST BUT VERIFY

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