Janet C. Rowe
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Janet Carpenter Rowe, who also goes by Janet Carpenter, was a registered financial professional .
Janet is a previously registered financial professional and started their career in finance in 1981. Janet had worked at 6 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 14, 1999 - July 30, 2024
MITCHELL CAPITAL MANAGEMENT CO
May 31, 1994 - May 4, 1998
GEORGE K. BAUM & COMPANY
October 19, 1992 - May 31, 1994
GKB, INC.
September 4, 1990 - October 7, 1992
WELLS FARGO CLEARING SERVICES, LLC
April 22, 1985 - September 4, 1990
BLUNT ELLIS & LOEWI INCORPORATED
June 23, 1981 - April 25, 1985
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
MITCHELL CAPITAL MANAGEMENT CO
CRD#: 106338 / SEC#: 801-29318
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MITCHELL CAPITAL MANAGEMENT CO
CRD#: 106338 / SEC#: 801-29318
Contact information
SEC notice filing (9 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 814 |
| AUM (Assets Under Management) | $ 861,030,803 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
