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Janet Carpenter Rowe

CRD# 732854·Registered 1981 - 2024
Previously Registered: Being a previously registered professional could mean that Janet is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Janet Carpenter Rowe, who also goes by Janet Carpenter, was a registered financial advisor. Janet was a previously registered financial professional and started their career in finance 1981 - 2024. Janet had worked at 6 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Janet Carpenter

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

45 years in the financial services industry

Current & Past Employments

MITCHELL CAPITAL MANAGEMENT CO·CRD# 106338
RIA
Leawood, KS
June 14, 1999 - July 30, 2024
GEORGE K. BAUM & COMPANY·CRD# 36354
BD
Kansas City, MO
May 31, 1994 - May 4, 1998
GKB, INC.·CRD# 350
BD
Kansas City, MO
October 19, 1992 - May 31, 1994
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
St. Louis, MO
September 4, 1990 - October 7, 1992
BLUNT ELLIS & LOEWI INCORPORATED·CRD# 7580
BD
April 22, 1985 - September 4, 1990
MORGAN STANLEY DW INC.·CRD# 7556
BD
June 23, 1981 - April 25, 1985

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Current Firm

MC
MITCHELL CAPITAL MANAGEMENT CO

MITCHELL CAPITAL MANAGEMENT CO

CRD#: 106338 / SEC#: 801-29318
RIA
Registered Investment Advisory firm - SEC (4/7/1987 Approved)

Contact Information

Main Address

11460 Tomahawk Creek Parkway Suite 410, Leawood, KS 66211-7822

Phone Number

(913) 428-3222

# of Employees

11

SEC notice filing (9 States and Territories)

Registered to provide investment advisory services in 9 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

MITCHELL CAPITAL MANAGEMENT CO (3/27/2026)

Regulatory Assets Under Management

Total Number of Accounts

876

AUM (Assets Under Management)

$847,309,942

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MC
MITCHELL CAPITAL MANAGEMENT CO

MITCHELL CAPITAL MANAGEMENT CO

CRD#: 106338 / SEC#: 801-29318
RIA
Registered Investment Advisory firm - SEC (4/7/1987 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1981About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jun 1981About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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