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DF

Deborah A. Fabbro

MIDDLEGATE SECURITIES
NEW YORK, NY 10018-3805
Some features on this profile are disabled
CRD#: 732845
DF
Deborah Ann FabbroMIDDLEGATE SECURITIES

Professional summary

Deborah Ann Fabbro is a registered financial professional currently at MIDDLEGATE SECURITIES INC. located in New York, New York.

Deborah is registered as a RR (Registered Representative) and started their career in finance in 1981. Deborah has worked at 4 firms and has passed the Series 63, Series 99TO, Series 52TO, SIE and Series 7 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Deborah Ann Fabbro's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 3, 2026 - Present

MIDDLEGATE SECURITIES INC.

Office #1: 8 West 40th Street 4th Floor, New York, NY 10018-3805
BD
CRD#: 21544
NEW YORK, NY
Past

January 18, 2007 - August 28, 2024

WELLS FARGO SECURITIES, LLC

BD
CRD#: 126292
New York, NY
Past

January 13, 2003 - January 5, 2007

M. R. BEAL & COMPANY

BD
CRD#: 22088
NEW YORK, NY
Past

June 23, 1981 - July 30, 2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
District of Columbia
(8/3/2026)
RR
Florida
(8/3/2026)
RR
Illinois
(8/3/2026)
RR
Indiana
(8/3/2026)
RR
Kentucky
(8/3/2026)
RR
Massachusetts
(8/4/2026)
RR
Michigan
(8/3/2026)
RR
Minnesota
(8/3/2026)
RR
Mississippi
(8/3/2026)
RR
Missouri
(8/4/2026)
RR
Montana
(8/3/2026)
RR
Nebraska
(8/3/2026)
RR
New Jersey
(8/3/2026)
RR
Ohio
(8/4/2026)
RR
Oklahoma
(8/3/2026)
RR
Pennsylvania
(8/5/2026)
RR
South Carolina
(8/3/2026)
RR
South Dakota
(8/3/2026)
RR
Texas
(8/3/2026)
RR
Utah
(8/4/2026)
RR
Vermont
(8/3/2026)
RR
Washington
(8/3/2026)
RR
Wisconsin
(8/3/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 12/28/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/20/1981
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

MS
MIDDLEGATE SECURITIES INC.
MIDDLEGATE SECURITIES INC. | MIDDLEGATE SECURITIES LTD.

CRD#: 21544 / SEC#: , 8-39031

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
8 West 40th Street 4th Floor, New York, NY 10018-3805
Mailing Address
8 West 40th Street 4th Floor, New York, NY 10018-3805
Phone number
(212) 382-9500
Established
New York since 09/09/1987
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SUTTON, ELLIOT MAYERSTOCKHOLDER1912239
SUTTON, ALBERT MAYEREXECUTIVE VP, SECRETARY.,DIRECTOR1782923
SUTTON, SUSAN NMNSTOCKHOLDER1782924
VERDIGER, ISAAC MEIRSTOCKHOLDER5486431
FELSENBURG, CHAVISTOCKHOLDER2433674
FELSENBURG, NEWTYSTOCKHOLDER5269719
MIZRAHI, VALERIE VICTORIASTOCKHOLDER5264018
LOGRANDE, MARIOVICE PRESIDENT, CCO2787657
OSTROFSKY, STEVENPRESIDENT1194663
SPINDEL, HOWARDFINANCIAL AND OPERATIONS PRINCIPAL708042

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MIDDLEGATE SECURITIES INC.

CRD#: 21544New York, NY 10018-3805

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