Riddhiman Moharar

ARES-BOUND CAPITAL

Cedar Rapids, IA

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CRD#: 7328429

Professional summary

Riddhiman Moharar is a registered financial advisor currently at ARES-BOUND CAPITAL located in Cedar Rapids, Iowa.

Riddhiman is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Riddhiman has worked at 1 firm and has passed the Series 65, Series 66 and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Riddhiman Moharar's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 21, 2021 - Present

ARES-BOUND CAPITAL

RIA

CRD#: 310218

Cedar Rapids, IA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(12/10/2021)

IAR

Illinois
(10/1/2021)

IAR

Iowa
(9/21/2021)

IAR

Virginia
(11/19/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/7/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 12/7/2020

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 7/13/2020

Securities Industry Essentials Examination

Current Firm

ARES-BOUND CAPITAL

ARES-BOUND CAPITAL | ARES-BOUND CAPITAL LLC

CRD#: 310218 / SEC#:

Colorado

Registered Investment Advisory firm - (12/10/2021 Approved)

Illinois

Registered Investment Advisory firm - (10/1/2021 Approved)

Iowa

Registered Investment Advisory firm - (9/21/2021 Approved)

Virginia

Registered Investment Advisory firm - (11/19/2021 Approved)

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Contact information

Main Address

Cedar Rapids, IA

Mailing Address

Phone number

(319) 573-8845

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	19
AUM (Assets Under Management)	$ 464,400

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Riddhiman Moharar

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Riddhiman Moharar's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARES-BOUND CAPITAL

State Registrations and Notice Filings

Exams

Series 65

Date: 5/7/2021

Series 66

Date: 12/7/2020

SIE

Date: 7/13/2020

Current Firm

ARES-BOUND CAPITAL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ARES-BOUND CAPITAL

TRUST BUT VERIFY

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