John W. Coleman
Professional summary
John Worden Coleman, CFP® is a registered financial advisor currently at COLEMAN ADVISORY, LLC located in Asheville, North Carolina.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1981. John has worked at 23 firms and has passed the Series 65, Series 63, SIE, Series 5, Series 7, Series 27, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Worden Coleman's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1993
Experience
December 13, 2017 - Present
COLEMAN ADVISORY, LLC
November 10, 2016 - November 10, 2017
QUESTAR ASSET MANAGEMENT, INC.
October 12, 2015 - January 9, 2016
OSAIC SERVICES, INC.
September 30, 2015 - September 30, 2015
OSAIC SERVICES, INC.
September 30, 2015 - January 9, 2016
OSAIC SERVICES, INC.
April 28, 2015 - August 14, 2015
VANN EQUITY MANAGEMENT LLC
September 9, 2014 - April 24, 2015
HORTER INVESTMENT MANAGEMENT, LLC
February 12, 2014 - July 1, 2014
CETERA INVESTMENT ADVISERS LLC
March 13, 2013 - January 29, 2014
CETERA INVESTMENT SERVICES LLC
January 17, 2013 - July 1, 2014
CETERA INVESTMENT SERVICES LLC
October 17, 2011 - September 20, 2012
HANCOCK WHITNEY INVESTMENT SERVICES INC.
October 7, 2011 - September 20, 2012
HANCOCK WHITNEY INVESTMENT SERVICES INC.
January 26, 2011 - October 6, 2011
INVEST FINANCIAL CORPORATION
January 26, 2011 - October 6, 2011
INVEST FINANCIAL CORPORATION
December 22, 2010 - January 20, 2011
EQUITABLE ADVISORS, LLC
November 25, 2010 - January 20, 2011
EQUITABLE ADVISORS, LLC
March 10, 2009 - May 19, 2009
MSI FINANCIAL SERVICES, INC.
April 20, 2007 - July 3, 2008
CUNA BROKERAGE SERVICES, INC.
April 19, 2007 - July 3, 2008
CUNA BROKERAGE SERVICES, INC.
July 13, 2004 - June 14, 2005
AUGUSTAR DISTRIBUTORS, INC.
March 10, 2003 - January 27, 2004
AMERICAN SKANDIA ADVISORY SERVICES, INC.
July 9, 2001 - January 27, 2004
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
June 25, 1999 - May 22, 2001
WALNUT STREET SECURITIES, INC.
January 24, 1998 - July 12, 1999
FIRST UNION BROKERAGE SERVICES, INC.
November 15, 1995 - January 12, 1998
COLEMAN INVESTMENT SERVICES, INC.
July 21, 1993 - May 10, 1995
WALNUT STREET SECURITIES, INC.
January 7, 1987 - June 11, 1993
METLIFE INVESTORS SALES COMPANY
January 10, 1985 - April 15, 1986
GUARDIAN INVESTOR SERVICES LLC
November 15, 1984 - December 11, 1985
FSC SECURITIES CORPORATION
August 25, 1983 - April 6, 1984
LEHMAN BROTHERS KUHN LOEB INCORPORATED
June 23, 1981 - August 22, 1983
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/9/2018)
(12/13/2017)
(8/14/2024)
Exams
Series 5
Date: 12/11/1982
Interest Rate Options ExaminationCurrent Firm
COLEMAN ADVISORY, LLC
CRD#: 290642 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 51 |
| AUM (Assets Under Management) | $ 17,270,065 |
Exempt reporting advisers
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| Texas | ERA - Withdrawn | 7/2/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
