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AH

Alex Haynes

LONG BRIDGE SECURITIES
PLANO, TX 75024
Some features on this profile are disabled
CRD#: 7328352
AH
Alex HaynesLONG BRIDGE SECURITIES

Professional summary

Alex Haynes, who also goes by Alex M Haynes, Alex Michael Haynes, Alex Haynes, is a registered financial professional currently at LONG BRIDGE SECURITIES, LLC located in Plano, Texas.

Alex is registered as a RR (Registered Representative) and started their career in finance in 2021. Alex has worked at 3 firms and has passed the Series 66, Series 7TO, SIE, Series 4 and Series 24 exams.

Aliases

Alex M Haynes | Alex Michael Haynes | Alex Haynes

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) PREMIER PARKING 1321 COMMERCE ST DALLAS, TX 75202 CATEGORY: SERVICE INVESTMENT-RELATED: NO TITLE: EMPLOYEE DUTIES: PARK AND RETURN CARS AS WELL AS OTHER CUSTOMER SERVICE TASKS IN THE HOSPITALITY INDUSTRY. START DATE: 08/21/2021 HOURS PER MONTH: 60 HOURS PER MONTH DURING TRADING HOURS: 0 2) ALEX HAYNES 5000 CENTRAL PARK DRIVE LINCOLN, NE 68504 CATEGORY: INSURANCE INVESTMENT-RELATED: YES TITLE: AGENT DUTIES: RECEIVES TRAIL COMPENSATION FOR PREVIOUS FIXED INSURANCE PRODUCT SALES. START DATE: 12/01/2020 HOURS PER MONTH: 0 HOURS PER MONTH DURING TRADING HOURS: 0

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Alex Haynes's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 18, 2026 - Present

LONG BRIDGE SECURITIES, LLC

Office #1: 6900 Dallas Parkway Suite 03-121, Plano, TX 75024
BD
CRD#: 314519
PLANO, TX
Past

July 6, 2023 - September 11, 2026

APEX CLEARING CORPORATION

BD
CRD#: 13071
Austin, TX
Past

February 24, 2022 - June 7, 2023

OSAIC FA, INC.

RIA
CRD#: 3978
PLANO, TX
Past

December 1, 2021 - June 7, 2023

OSAIC FA, INC.

BD
CRD#: 3978
PLANO, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

What does exam status mean?
State Security Law Exam
RR
PR
Series 66
Status Unavailable
Passed: 2/22/2022
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Status Unavailable
Passed: 12/1/2021
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Status Unavailable
Passed: 9/7/2021
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 4
Status Unavailable
Passed: 8/12/2024
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 24
Status Unavailable
Passed: 3/18/2024
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

LB
LONG BRIDGE SECURITIES, LLC
LONG BRIDGE SECURITIES LLC | LONGBRIDGE | LONG BRIDGE SECURITIES, LLC

CRD#: 314519 / SEC#: , 8-70711

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
6900 Dallas Parkway Suite 03-121, Plano, TX 75024
Mailing Address
6900 Dallas Parkway Suite 03-121, Plano, TX 75024
Phone number
(504) 233-2370
Established
Delaware since 03/19/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
LONG BRIDGE LIMITED100% OWNER
NEIDLINGER, CHRISTOPHER WADECCO2963179
SUMNER, GARRETT BRUCE JRCFO/FINOP6320306
THOMAS, LAURACHIEF EXECUTIVE OFFICER AND COO5364586
ZHU, XUYINGHEAD OF U.S. BUSINESS6943862

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LONG BRIDGE SECURITIES, LLC

CRD#: 314519Plano, TX 75024

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