ES
Emilio Sosa Arratia
NUCLO WEALTH
Ciudad de Mexico, 111
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CRD#: 7328313
ES
Professional summary
Emilio Sosa Arratia, who also goes by Emilio Sosa, is a registered financial advisor currently at NUCLO WEALTH .
Emilio is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Emilio has worked at 2 firms .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Emilio Sosa
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Nuclo Asset Management; Semi-Remote, Monte Pelvoux 111, Interior 102, Lomas de Chapultepec, Ciudad de Mexico, CP 11000, Mexico; Chief Investment Officer; Start Date 03/2019; Founder and Administrative; Compensated via salary; 2 hours per month during trading hours. 2) Nuclo Consulting; Semi-Remote, Monte Pelvoux 111, Interior 102, Lomas de Chapultepec, Ciudad de Mexico, CP 11000, Mexico; Chief Investment Officer; Chief Investment Officer; Start Date 03/2019; Identifying investment strategies; Compensated via salary; 5 hours per month during trading hours. 3) 3G ALTA ASESORES PATRIMONIALES SAPI DE CV, Nuevo Leon Mexico, Wealth Advisor. ENDED 12?2024 4) CINCO ASSET MANAGEMENT, Nuevo Leon Mexico, Wealth Advisor, 40 hours per month during trading hours. Started 01/2025
CRS (Client Relationship Summary) - RIA
Click below to view Emilio Sosa Arratia's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 12, 2022 - Present
NUCLO WEALTH
Office #1: Monte Pelvoux 111-112, Lomas De Chapultepec, Midel Hidalgo, Cdmx, Ciudad De Mexico 111RIA
CRD#: 317730
Ciudad de Mexico,
Past
February 18, 2021 - July 27, 2021
MONDEUM WEALTH
RIA
CRD#: 309588
COL. POLANCO, MIGUEL HIDALGO,
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NW
NUCLO WEALTH
NUCLO WEALTH | NUCLO WEALTH MANAGEMENT | NUCLO WEALTH LLC
CRD#: 317730 / SEC#: 801-129931
RIA
Registered Investment Advisory firm - (4/18/2024 Approved)Texas
Registered Investment Advisory firm - (8/19/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(1/12/2022)
Exams
Current Firm
NW
NUCLO WEALTH
NUCLO WEALTH | NUCLO WEALTH MANAGEMENT | NUCLO WEALTH LLC
CRD#: 317730 / SEC#: 801-129931
RIA
Registered Investment Advisory firm - (4/18/2024 Approved)Texas
Registered Investment Advisory firm - (8/19/2022 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
401 Franklin Street Suite 2400, Houston, TX 77002
Mailing Address
282 Ed English Dr Unit A, Shenandoah, TX 77385
Phone number
(281) 857-6435
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 41 |
| AUM (Assets Under Management) | $ 235,362,987 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
