Keith M. Demarco

T3 TRADING GROUP

New York, NY 10005

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CRD#: 732824

Professional summary

Keith Michael Demarco, who also goes by Keith Michael Demarco, is a registered financial professional currently at T3 TRADING GROUP, LLC located in New York, New York.

Keith is registered as a RR (Registered Representative) and started their career in finance in 1981. Keith has worked at 7 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Keith Michael Demarco

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Keith Michael Demarco's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 10, 2022 - Present

T3 TRADING GROUP, LLC

Office #1: 88 Pine Street 23rd Floor, New York, NY 10005

CRD#: 154431

New York, NY

Past

June 25, 2019 - June 12, 2020

WALL STREET ACCESS

CRD#: 10012

NEW YORK, NY

Past

February 10, 2000 - October 31, 2017

VERITAS SECURITIES CORP.

CRD#: 46895

NEW YORK, NY

Past

August 23, 1985 - July 14, 1999

STUART FRANKEL & CO., INCORPORATED

CRD#: 14593

GREAT NECK, NY

Past

July 12, 1984 - May 17, 1985

GRUSS & CO.

CRD#: 2090

Past

May 11, 1982 - February 2, 1984

GOLDMAN SACHS EXECUTION & CLEARING, L.P.

CRD#: 3466

Past

June 23, 1981 - May 10, 1982

FLEET BROKERAGE SECURITIES, INC.

CRD#: 7313

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(2/10/2022)

Exams

State Security Law Exam

Series 63

Date: 10/18/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/31/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 2/5/2008

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 10/1/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/7/2007

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

T3 TRADING GROUP, LLC

T3 TRADING GROUP, LLC | TITUS SECURITIES, LLC

CRD#: 154431 / SEC#: , 8-68639

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

88 Pine Street 23rd Floor, New York, NY 10005

Mailing Address

88 Pine Street 23rd Floor, New York, NY 10005

Phone number

(646) 346-1700

Established

Delaware since 06/08/2010

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
T3 COMPANIES, LLC	MEMBER/OWNER
LI, XIAOYAN	PRINCIPAL FINANCIAL OFFICER	4465893
LI, XIAOYAN	PRINCIPAL OPERATIONS OFFICER	4465893
LI, XIAOYAN	FINOP	4465893
MARQUIS, GARRET CHRISTIAN	CHEIF EXECUTIVE OFFICER	3198686
PIKOWSKI, STEVEN	CHIEF COMPLIANCE OFFICER	1562340
REDLER, SCOTT JASON JR	CHIEF STRATEGIC OFFICER	2680492

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Keith M. Demarco

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Keith Michael Demarco's CRS (Customer Relationship Summary).

Certified licenses

Experience

WALL STREET ACCESS

VERITAS SECURITIES CORP.

STUART FRANKEL & CO., INCORPORATED

GRUSS & CO.

GOLDMAN SACHS EXECUTION & CLEARING, L.P.

FLEET BROKERAGE SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 10/18/1996

Series 57TO

Date: 1/2/2023

SIE

Date: 10/31/2017

Series 55

Date: 2/5/2008

Series 7

Date: 10/1/2000

Series 24

Date: 4/7/2007

FINRA

Current Firm

T3 TRADING GROUP, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

T3 TRADING GROUP, LLC

TRUST BUT VERIFY

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