Dale C. Trask
Professional summary
Dale Cochren Trask was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Dale is a previously registered financial professional and started their career in finance in 1981. Prior to being barred, Dale had worked at 6 firms, which includes C.A. ATLANTIC SECURITIES INC., COBURN & MEREDITH INC., H.C.WAINWRIGHT & CO. LLC, TUCKER ANTHONY INCORPORATED, QUICK & REILLY INC., MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 25, 1996 - June 4, 1997
C.A. ATLANTIC SECURITIES, INC.
July 25, 1995 - June 24, 1996
COBURN & MEREDITH, INC.
September 11, 1991 - July 10, 1995
H.C.WAINWRIGHT & CO., LLC
April 8, 1985 - April 29, 1991
TUCKER ANTHONY INCORPORATED
March 26, 1984 - March 11, 1985
QUICK & REILLY, INC.
June 23, 1981 - March 2, 1982
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 15
Date: 3/25/1985
Foreign Currency Options ExaminationCurrent Firm
C.A. ATLANTIC SECURITIES, INC.
CRD#: 16358 / SEC#: , 8-33774
Contact information
Documents
Red Flags
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