Austin Kunzler
Professional summary
Austin Kunzler is a registered financial advisor currently at ARKADIOS WEALTH ADVISORS located in Pleasant Grove, Utah and NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC located in Provo, Utah.
Austin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Austin has worked at 3 firms and has passed the Series 63, Series 7TO, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Austin Kunzler's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 3, 2026 - Present
ARKADIOS WEALTH ADVISORS
Office #1: 1955 W Grove Parkway, Ste 200, Pleasant Grove, UT 84062August 19, 2021 - Present
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
Office #1: 5252 N Edgewood Dr Ste 310, Provo, UT 84604March 2, 2026 - Present
ARKADIOS CAPITAL
Office #1: 1955 W Grove Parkway, Suite 200, Pleasant Grove, UT 84062Primary Firm SEC Registration
ARKADIOS WEALTH ADVISORS
CRD#: 288863 / SEC#: 801-110833
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/17/2021)
(3/3/2026)
Exams
Series 7TO
Date: 8/19/2022
General Securities Representative ExaminationSeries 6TO
Date: 8/18/2021
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
ARKADIOS WEALTH ADVISORS
CRD#: 288863 / SEC#: 801-110833
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,091 |
| AUM (Assets Under Management) | $ 3,856,398,203 |
Red Flags
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Company Information
ARKADIOS WEALTH ADVISORS
CRD#: 288863Pleasant Grove, UT 84062TRUST BUT VERIFY
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