Martin Flaxman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Martin Flaxman, who also goes by Martin Flayman, Marty Flaxman, was a registered financial professional .
Martin is a previously registered financial professional and started their career in finance in 1981. Martin had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 9, 2024 - July 18, 2025
THE LEADERS GROUP, INC.
July 1, 2004 - July 6, 2023
KESTRA INVESTMENT SERVICES, LLC
January 20, 1993 - November 27, 2002
HIMCO DISTRIBUTION SERVICES COMPANY
June 7, 1990 - December 17, 1992
NEW ENGLAND SECURITIES
November 27, 1985 - December 22, 1987
NEW ENGLAND SECURITIES
March 14, 1983 - September 26, 1985
SIGNATOR INVESTORS, INC.
June 23, 1981 - March 17, 1982
BLUNT ELLIS & LOEWI INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
