Thomas E. Logan
Professional summary
Thomas Edward Logan, who also goes by Thomas Logan, Tom Edward Logan, Tommy Edward Logan, is a registered financial advisor currently at TCI WEALTH ADVISORS, INC. located in Scottsdale, Arizona.
Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Thomas has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Edward Logan's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 30, 2022 - Present
TCI WEALTH ADVISORS, INC.
Office #1: 6929 E Greenway Parkway Suite 150, Scottsdale, AZ 85254March 24, 2021 - March 22, 2022
VANGUARD MARKETING CORPORATION
Primary Firm SEC Registration
TCI WEALTH ADVISORS, INC.
CRD#: 107373 / SEC#: 801-37083
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/30/2022)
Exams
Series 7TO
Date: 3/24/2021
General Securities Representative ExaminationCurrent Firm
TCI WEALTH ADVISORS, INC.
CRD#: 107373 / SEC#: 801-37083
Contact information
SEC notice filing (38 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,010 |
| AUM (Assets Under Management) | $ 4,527,183,704 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/08/2025 | ||
| 08/23/2024 | ||
| 10/30/2023 | ||
| 12/22/2022 |
Red Flags
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