CW
Cody A. Wilson
THE BAKER GROUP, LP
Oklahoma City, OK 73118-1426
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CRD#: 7327703
CW
Professional summary
Cody Allen Wilson, who also goes by Cody Wilson, is a registered financial advisor currently at THE BAKER GROUP, LP located in Oklahoma City, Oklahoma.
Cody is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Cody has worked at 5 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Cody Wilson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Baker Asset Management LLC. 1601 NW Expressway, 20th Floor, Oklahoma City, OK 73118. PlanGroup is sub advising for Baker Asset Management's RIA. Client Relations Manager for Plan Group Financial who is sub advising the AUM for Baker Asset Management. 40 hrs/mo; 40 during trading hrs. 2) Plan Group Financial. 6 NE 63rd St, Suite 240, Oklahoma City, OK, 73105. RIA. 150 hrs/mo; 125 during trading hrs. 3) Private Client Services. 6 NE 63rd St, Suite 240, Oklahoma City, OK, 73105. Client Service Manager 40hrs/mo
CRS (Client Relationship Summary) - RIA
Click below to view Cody Allen Wilson's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Cody Allen Wilson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 27, 2025 - Present
THE BAKER GROUP, LP
Office #1: 1601 N W Expressway 21st Floor, Oklahoma City, OK 73118-1426RIA
BD
CRD#: 7888
Oklahoma City, OK
Current
April 19, 2024 - Present
THE BAKER GROUP, LP
Office #1: 1601 Nw Expressway 21st Floor, Oklahoma City, OK 73118-1426RIA
BD
CRD#: 7888
Oklahoma City, OK
Past
April 19, 2024 - April 2, 2025
BAKER ASSET MANAGEMENT
RIA
CRD#: 136180
OKLAHOMA CITY, OK
Past
November 3, 2023 - May 14, 2024
PRIVATE CLIENT SERVICES, LLC
BD
CRD#: 120222
Oklahoma City, OK
Past
January 12, 2023 - July 18, 2024
PLAN GROUP FINANCIAL, INC.
RIA
CRD#: 116508
OKLAHOMA CITY, OK
Past
May 12, 2022 - December 31, 2022
PLAN GROUP FINANCIAL, INC.
RIA
CRD#: 116508
OKLAHOMA CITY, OK
Past
May 31, 2021 - November 16, 2023
SAXONY SECURITIES, INC.
BD
CRD#: 115547
ST. LOUIS, MO
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(8/25/2025)
RR
Georgia(11/15/2024)
RR
Oklahoma(4/19/2024)
IAR
Oklahoma(2/27/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 5/31/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
THE BAKER GROUP, LP
JAMES BAKER & ASSOCIATES, A LIMITED PARTNERSHIP | THE BAKER GROUP, LP | THE BAKER GROUP PORTFOLIO MANAGEMENT, LP | THE BAKER GROUP | JAMES BAKER & COMPANY | JAMES BAKER & ASSOCIATES, LP
CRD#: 7888 / SEC#: 801-64345, 8-23684
RIA
Registered Investment Advisory firm - SEC (12/31/2005 Terminated)Florida
Registered Investment Advisory firm - SEC (9/12/2023 Terminated)Georgia
Registered Investment Advisory firm - SEC (9/18/2023 Terminated)Indiana
Registered Investment Advisory firm - SEC (9/13/2023 Terminated)Iowa
Registered Investment Advisory firm - SEC (3/11/2015 Terminated)Nevada
Registered Investment Advisory firm - SEC (9/13/2023 Terminated)Oklahoma
Registered Investment Advisory firm - SEC (2/8/1983 Approved)Texas
Registered Investment Advisory firm - SEC (9/12/2023 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
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Contact information
Main Address
1601 Nw Expressway 21st Floor, Oklahoma City, OK 73118-1426
Mailing Address
1601 Nw Expressway Suite 2000, Oklahoma City, OK 73118-1426
Phone number
(405) 415-7202
Established
Oklahoma since 05/20/1992
Firm type
Partnership
Fiscal year end
December
Firm Size
Small
# of Employees
12
FINRA licenses (29 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JAMES BAKER GROUP, INC. | GENERAL PARTNER | |
| HAYHURST, RYAN WARNER | PRESIDENT | 2783567 |
| HILL, RONALD AUSTIN | MANAGING PARTNER | 4652327 |
| HUXLEY, CARL WAYNE | CHIEF EXECUTIVE OFFICER | 5476871 |
| THE BAKER GROUP SOFTWARE SOLUTIONS, INC. | CLASS A LIMITED PARTNER | |
| AFFOLDER, BRIAN LEE | MANAGING PARTNER | 2170742 |
| BAUMANN, MARK DUANE | MANAGING PARTNER | 5977593 |
| BLOSS, JOHN DAVID | MANAGING PARTNER | 5423261 |
| CURRIE, JOHN TAYLOR | MANAGING PARTNER | 2800397 |
| HART, FRANK GERALD | MANAGING PARTNER | 5666950 |
| KINZER, JANTZ HUGHES | MANAGING PARTNER | 2398922 |
| OAKES, JEFFREY ROBERT | MANAGING PARTNER | 4020640 |
| PHILLIPS, KATHRYN ANNE | MANAGING PARTNER/CHIEF FINANCIAL OFFICER/CHIEF OPERATIONS OFFICER | 4707853 |
| STENSETH, PHILIP CLARK | MANAGING PARTNER | 1845025 |
| WRINKLE, MISTY WELLS | CHIEF COMPLIANCE OFFICER | 2752550 |
Disclosures
| Regulatory Event | 4 |
Red Flags
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Company Information
THE BAKER GROUP, LP
CRD#: 7888Oklahoma City, OK 73118-1426TRUST BUT VERIFY
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