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CW

Cody A. Wilson

Some features on this profile are disabled
CRD#: 7327703
CW

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Cody Allen Wilson, who also goes by Cody Wilson, was a registered financial professional .

Cody is a previously registered financial professional and started their career in finance in 2021. Cody had worked at 5 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Cody Wilson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

February 27, 2025 - January 13, 2026

THE BAKER GROUP, LP

RIA
CRD#: 7888
OKLAHOMA CITY, OK
Past

April 19, 2024 - April 2, 2025

BAKER ASSET MANAGEMENT

RIA
CRD#: 136180
OKLAHOMA CITY, OK
Past

April 19, 2024 - January 13, 2026

THE BAKER GROUP, LP

BD
CRD#: 7888
OKLAHOMA CITY, OK
Past

November 3, 2023 - May 14, 2024

PRIVATE CLIENT SERVICES, LLC

BD
CRD#: 120222
Oklahoma City, OK
Past

January 12, 2023 - July 18, 2024

PLAN GROUP FINANCIAL, INC.

RIA
CRD#: 116508
OKLAHOMA CITY, OK
Past

May 12, 2022 - December 31, 2022

PLAN GROUP FINANCIAL, INC.

RIA
CRD#: 116508
OKLAHOMA CITY, OK
Past

May 31, 2021 - November 16, 2023

SAXONY SECURITIES, INC.

BD
CRD#: 115547
ST. LOUIS, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/18/2022
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 5/31/2021
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/16/2020
Securities Industry Essentials Examination

Current Firm

THE BAKER GROUP, LP
THE BAKER GROUP, LP
JAMES BAKER & ASSOCIATES, A LIMITED PARTNERSHIP | THE BAKER GROUP, LP | THE BAKER GROUP PORTFOLIO MANAGEMENT, LP | THE BAKER GROUP | JAMES BAKER & COMPANY | JAMES BAKER & ASSOCIATES, LP

CRD#: 7888 / SEC#: 801-64345, 8-23684

RIA
Registered Investment Advisory firm - SEC (12/31/2005 Terminated)
Florida
Registered Investment Advisory firm - SEC (9/12/2023 Terminated)
Georgia
Registered Investment Advisory firm - SEC (9/18/2023 Terminated)
Indiana
Registered Investment Advisory firm - SEC (9/13/2023 Terminated)
Iowa
Registered Investment Advisory firm - SEC (3/11/2015 Terminated)
Nevada
Registered Investment Advisory firm - SEC (9/13/2023 Terminated)
Oklahoma
Registered Investment Advisory firm - SEC (2/8/1983 Approved)
Texas
Registered Investment Advisory firm - SEC (9/12/2023 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
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Contact information

Main Address
1601 Nw Expressway 21st Floor, Oklahoma City, OK 73118-1426
Mailing Address
1601 Nw Expressway Suite 2000, Oklahoma City, OK 73118-1426
Phone number
(405) 415-7202
Established
Oklahoma since 05/20/1992
Firm type
Partnership
Fiscal year end
December
Firm Size
Small
# of Employees
12

FINRA licenses (29 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
JAMES BAKER GROUP, INC.GENERAL PARTNER
HAYHURST, RYAN WARNERPRESIDENT2783567
HILL, RONALD AUSTINMANAGING PARTNER4652327
HUXLEY, CARL WAYNECHIEF EXECUTIVE OFFICER5476871
THE BAKER GROUP SOFTWARE SOLUTIONS, INC.CLASS A LIMITED PARTNER
AFFOLDER, BRIAN LEEMANAGING PARTNER2170742
BAUMANN, MARK DUANEMANAGING PARTNER5977593
BLOSS, JOHN DAVIDMANAGING PARTNER5423261
CURRIE, JOHN TAYLORMANAGING PARTNER2800397
HART, FRANK GERALDMANAGING PARTNER5666950
KINZER, JANTZ HUGHESMANAGING PARTNER2398922
OAKES, JEFFREY ROBERTMANAGING PARTNER4020640
PHILLIPS, KATHRYN ANNEMANAGING PARTNER/CHIEF FINANCIAL OFFICER/CHIEF OPERATIONS OFFICER4707853
STENSETH, PHILIP CLARKMANAGING PARTNER1845025
WRINKLE, MISTY WELLSCHIEF COMPLIANCE OFFICER2752550

Disclosures

Regulatory Event4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

THE BAKER GROUP, LP

THE BAKER GROUP, LP

CRD#: 7888

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