Himanshu P. Varia
Professional summary
Himanshu Pankaj Varia is a registered financial professional currently at MOTILAL OSWAL SECURITIES INTERNATIONAL PRIVATE LIMITED .
Himanshu is registered as a RR (Registered Representative) and started their career in finance in 2021. Himanshu has worked at 1 firm and has passed the Series 63, Series 99TO, Series 7TO, SIE and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Himanshu Pankaj Varia's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 7, 2021 - Present
MOTILAL OSWAL SECURITIES INTERNATIONAL PRIVATE LIMITED
Office #1: Motilal Oswal Towers, Junction Of Gokhale & Sayani, Prabhadevi,, Mumbai 400025State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/17/2023)
(1/17/2023)
(1/17/2023)
(5/24/2023)
(11/14/2023)
(1/27/2023)
(1/17/2023)
(1/17/2023)
(1/17/2023)
(1/17/2023)
(1/17/2023)
(1/17/2023)
(1/17/2023)
(1/17/2023)
Exams
Series 99TO
Date: 9/29/2023
Operations Professional ExaminationSeries 7TO
Date: 7/7/2021
General Securities Representative ExaminationFINRA
Current Firm
MOTILAL OSWAL SECURITIES INTERNATIONAL PRIVATE LIMITED
CRD#: 164319 / SEC#: , 8-69093
Contact information
FINRA licenses (14 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
