John J. Wilson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John James Wilson was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1981. John had worked at 16 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 2, 2009 - June 14, 2010
PRESTIGE FINANCIAL CENTER, INC.
July 16, 2009 - August 26, 2009
JESUP & LAMONT SECURITIES CORP
November 28, 2005 - November 10, 2008
EMPIRE FINANCIAL GROUP, INC.
July 11, 2003 - November 18, 2005
NATIONAL SECURITIES CORPORATION
December 21, 2000 - September 17, 2002
WEATHERLY SECURITIES CORPORATION
November 12, 1999 - December 12, 2000
MAGNUM SECURITIES OF NEW YORK INC.
June 18, 1998 - September 7, 1999
JOSEPH GUNNAR & CO. LLC
August 29, 1994 - June 2, 1998
JOSEPH STEVENS & CO., INC.
May 11, 1990 - August 29, 1994
SOUTH RICHMOND SECURITIES, INC.
January 25, 1990 - April 12, 1990
GSG GLOBAL SECURITIES GROUP INC.
August 22, 1988 - October 2, 1989
F.D. ROBERTS SECURITIES, INC.
April 9, 1987 - September 7, 1988
MORGAN GLADSTONE & CO. INC.
October 9, 1984 - January 8, 1987
F.D. ROBERTS SECURITIES, INC.
March 26, 1984 - October 23, 1984
WALTER CAPITAL CORPORATION
January 30, 1984 - February 29, 1984
MONVEST SECURITIES, INC.
March 18, 1982 - February 1, 1984
SOUTHEAST SECURITIES OF FLORIDA, INC.
June 23, 1981 - May 20, 1983
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PRESTIGE FINANCIAL CENTER, INC.
CRD#: 30407 / SEC#: , 8-44919
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KT PRESTIGE, LLC | OWNER | |
| KIRSHBAUM, LAWRENCE GARY | PRESIDENT/CHIEF FINANCIAL OFFICER/FINOP/CCO | 270856 |
Disclosures
| Regulatory Event | 10 |
| Arbitration | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
