JG
Joel A. Gomez
EAGLE STRATEGIES LLC
PLANO, TX
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CRD#: 7327220
JG
Professional summary
Joel Alexandro Gomez, who also goes by Joel Alexandro Gomez-jimenez, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Plano, Texas and NYLIFE SECURITIES LLC located in Dallas, Texas.
Joel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Joel has worked at 2 firms and has passed the Series 66, Series 63, Series 7TO, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joel Alexandro Gomez-Jimenez
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[Los Primos Dallas; Non Profit orgnization working to provide mentorship to high school students; 6060 N. Central Expressway, Suite 500 Dallas, Texas 75206; Start Date 05/2022; Role/Title: Board Member; Not Investment Related; 5 hours per month; 0 hours per month during securities trading hours;Help in the organization of special events like our annual BBQ event for parents and children. Help organize field trips and job fairs.] [Country Place HOA; This is our neighborhood Home Owners Association; 3600 Country Place Drive, Plano, Texas 75023; Start Date 02/2023; Role/Title: Board Member; Not Investment Related; 6 hours per month; 0 hours per month during securities trading hours; I will be working with the events committee to support in the organizing and planning of community events.] [Rental Property - 2309 Huskey St; Rental house in Garland, TX; 2309 Huskey St, Garland, TX, 75041; Start Date 11/2021; Role/Title: Owner; Investment Related; 4 hours per month; 0 hours per month during securities trading hours; Responsibilities include collecting rent, insuring proper maintenance of the property] [Rental Property - 3933 Upland Way; Single family home rental property; 3933 Upland Way, Garland, TX, 75042; Start Date 05/2022; Role/Title: Owner; Investment Related; 5 hours per month; 0 hours per month during securities trading hours; Property management, property repairs.] [OPERATING UNDER THE DBA NAME OF LEVANTA WEALTH STRATEGIES, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; (OWNER); (DALLAS, TX); START DATE: 10/2023] [OPERATING UNDER THE DBA NAME OF CLOUD WEALTH STRATEGIES, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; (ASSOCIATE); (DALLAS, TX); START DATE: 06/2025]
CRS (Client Relationship Summary) - RIA
Click below to view Joel Alexandro Gomez's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 4, 2024 - Present
EAGLE STRATEGIES LLC
Office #2: 5005 Lyndon B Johnson Freeway Suite 335, Dallas, TX 75244RIA
CRD#: 110826
PLANO, TX
Current
July 12, 2021 - Present
NYLIFE SECURITIES LLC
Office #1: 5005 Lyndon B Johnson Freeway Suite 1600, Dallas, TX 75244BD
CRD#: 5167
Dallas, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(8/18/2022)
RR
Nevada(8/5/2025)
RR
North Carolina(8/22/2023)
RR
Texas(8/2/2021)
IAR
Texas(1/4/2024)
RR
Washington(4/11/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 6/29/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 7/12/2021
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
