Andrew T. Hackworth

AE WEALTH MANAGEMENT

Dayton, OH 45409

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CRD#: 7327123

Professional summary

Andrew Thomas Hackworth, who also goes by Andrew Hackworth, is a registered financial advisor currently at AE WEALTH MANAGEMENT, LLC located in Dayton, Ohio.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Andrew has worked at 6 firms and has passed the Series 63, Series 65, Series 7TO, Series 6TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Andrew Hackworth

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) Russell Total Wealth & Wellness; Yes Investment Related; One Russell Place, Dayton, OH 45409; Insurance Sales; POSITION Wealth Advisor; START DATE: 09/2021; Approx. 160 hours a month; Approx. 160 hours during trading; Insurance Sales and Services. 2.) Andrew Hackworth-Musician; Not Investment Related; 440 Peach Orchard Ave, Oakwood, OH 45419; Musician; Position: Self-Employed; Start Date: 12/2015; Approx. 48 hours a month; Approx 0 hours during trading; Playing in pit orchestras.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Thomas Hackworth's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 5, 2024 - Present

AE WEALTH MANAGEMENT, LLC

Office #1: One Russell Place, Dayton, OH 45409

RIA

CRD#: 282580

Dayton, OH

Past

October 5, 2022 - March 29, 2024

ARKADIOS WEALTH ADVISORS

RIA

CRD#: 288863

Dayton, OH

Past

October 4, 2022 - March 29, 2024

ARKADIOS CAPITAL

CRD#: 282710

Dayton, OH

Past

January 25, 2022 - September 30, 2022

KALOS MANAGEMENT

RIA

CRD#: 133025

dayton, OH

Past

October 13, 2021 - September 30, 2022

KALOS CAPITAL, INC.

CRD#: 44337

Dayton, OH

Past

February 5, 2021 - September 8, 2021

J.P. MORGAN SECURITIES LLC

CRD#: 79

ENGLEWOOD, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319

RIA

Registered Investment Advisory firm - (2/17/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(2/6/2024)

IAR

Texas
(2/5/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/18/2021

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 11/16/2021

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/15/2022

General Securities Representative Examination

General Industry/Product Exam

Series 6TO

Date: 2/5/2021

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 1/22/2021

Securities Industry Essentials Examination

Current Firm

AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319

RIA

Registered Investment Advisory firm - (2/17/2016 Approved)

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Contact information

Main Address

2950 Sw Mcclure Road Suite B, Topeka, KS 66614

Mailing Address

Phone number

(866) 363-9595

Established

Firm type

Fiscal year end

# of Employees

602

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A APPENDIX 1 (10/1/2025)

FORM ADV PART 2A (10/1/2025)

Regulatory assets under management

Total Number of Accounts	111,059
AUM (Assets Under Management)	$ 37,525,706,084

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Andrew T. Hackworth

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Thomas Hackworth's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARKADIOS WEALTH ADVISORS

ARKADIOS CAPITAL

KALOS MANAGEMENT

KALOS CAPITAL, INC.

J.P. MORGAN SECURITIES LLC

Primary Firm SEC Registration

AE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 12/18/2021

Series 65

Date: 11/16/2021

Series 7TO

Date: 3/15/2022

Series 6TO

Date: 2/5/2021

SIE

Date: 1/22/2021

Current Firm

AE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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