KA
Kenneth M. Arnold
GWN SECURITIES
Salisbury, MD 21801
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CRD#: 7327108
KA
Professional summary
Kenneth Matthew Arnold is a registered financial advisor currently at GWN SECURITIES INC. located in Salisbury, Maryland.
Kenneth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Kenneth has worked at 1 firm and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NEW DIRECTIONS FINANCIAL GROUP POSITION: Agent NATURE: Life Insurance, fixed annuity, LTC agent I am licensed in all of these but my main focus is life insurance, specifically term coverage. If a client has an LTC need then by all means I would serve them in that capacity as well since the relationship is already developed. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2019 ADDRESS: 2021 Cunningham Drive, Suite 210, Hampton VA 23666, United States DESCRIPTION: Partnered with New Directions Financial Group and backed by Insurance Network of America (INA), I help my clients find the best life insurance (and LTC if need be) to fit their needs and goals. I am life, health and LTC licensed but at this time I do not plan to do any business in the area of health insurance. OSBORNE FINANCIAL GROUP, LLC POSITION: Life Producer / Securities and Registered Rep Advisory Services, NATURE: "Insurance Products, Fixed/Index Annuities, VA Annuities, Mutual Funds" INVESTMENT RELATED: Yes ADDRESS: 106 West Circle Avenue, Suite 100, Salisbury, MD, 21801, United States", START DATE: 019-07-01 NUMBER OF HOURS: 120 hours per month SECURITIE TRADING HOURS: 25 hours per month during trading hours DESCRIPTION: Currently conduct complimentary financial meetings with clients and prospective clients, during the meetings I provide education on sound fundamental concepts of money such as the importance of protection against unexpected catastrophic events, budgeting, debt reduction, emergency savings, investing for future and retirement, college savings, LTC options, I educate clients about the different products that can be used to accomplish these concepts such as life insurance, mutual funds, variable annuities, fixed and index annuities, retirement plans, LTC products, I collect financial information from clients and prospective clients and make suggested suitable action items to address their individual situations, goals and objectives using the best interest of client as a guiding rule. DAVE RAMSEY SMARTVESTOR PRO POSITION: SmartVestor Pro NAUTRE: Discuss investing with Dave Ramsey prospects when they are sent to me INVESTMENT RELATED: Is Investment Related ADDRESS: 106 West Circle Avenue, Suite 100, Salisbury, MD, 21801, United States START DATE: 2023-06-14 HOURS: 15 hours per month SECURITIES TRADING HOURS: 15 hours per month during trading hours DESCRIPTION: Discuss investing and other financial topics with Dave Ramsey prospects. I offer a complementary consultation so that I can learn how I can best help them in a way that is most suitable and in their best interests.
CRS (Client Relationship Summary) - RIA
Click below to view Kenneth Matthew Arnold's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Kenneth Matthew Arnold's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 15, 2021 - Present
GWN SECURITIES INC.
Office #1: 106 West Circle Ave. Suite 100, Salisbury, MD 21801RIA
BD
CRD#: 128929
Salisbury, MD
Current
February 25, 2021 - Present
GWN SECURITIES INC.
Office #1: 106 West Circle Ave. Suite 100, Salisbury, MD 21801RIA
BD
CRD#: 128929
Salisbury, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(4/21/2025)
RR
Georgia(8/20/2021)
RR
Maryland(4/12/2021)
IAR
Maryland(6/15/2021)
RR
Minnesota(10/7/2021)
RR
Pennsylvania(7/27/2021)
RR
Tennessee(3/22/2022)
RR
Texas(3/4/2022)
RR
Virginia(6/23/2021)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 2/25/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Mailing Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Phone number
(561) 472-2700
Established
Florida since 05/12/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
744
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WORLD INVESTMENT NETWORK | OWNER | |
| BORNHEIMER, LAURA JEANETTE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/ROSFP | 1769643 |
| CORBIN, BRAD JEFFREY | SENIOR VICE PRESIDENT OF BUSINESS DEVELOPMENT AND MARKETING | 1754065 |
| RITTMAN, BARRY RICHARD | CFO FINOP VP | 1997994 |
| WALSH, DENIS STEPHEN | CEO/EXEC DIRECTOR/ MUNICIPAL PRINCIPAL, PRESIDENT | 1124278 |
| WALSH, MARY THERESE | SECRETARY | 2829444 |
Regulatory assets under management
| Total Number of Accounts | 64,207 |
| AUM (Assets Under Management) | $ 3,650,274,405 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
GWN SECURITIES INC.
CRD#: 128929Salisbury, MD 21801TRUST BUT VERIFY
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