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TR

Trent M. Rogy

OXFORD WEALTH GROUP
Orlando, FL 32801
Some features on this profile are disabled
CRD#: 7326411
TR

Professional summary

Trent Michael Rogy, who also goes by Trent Rogy, is a registered financial advisor currently at OXFORD WEALTH GROUP, LLC located in Orlando, Florida.

Trent is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Trent has worked at 3 firms and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Trent Rogy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Trent Michael Rogy's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 28, 2023 - Present

OXFORD WEALTH GROUP, LLC

Office #1: 111 N. Orange Avenue Suite 775, Orlando, FL 32801
RIA
CRD#: 319561
Orlando, FL
Past

May 25, 2022 - July 7, 2023

EDELMAN FINANCIAL ENGINES

RIA
CRD#: 104510
Winter Haven, FL
Past

April 8, 2021 - April 14, 2022

ROGY FINANCIAL PLANNING, LLC

RIA
CRD#: 312439
WEST MELBOURNE, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OW
OXFORD WEALTH GROUP, LLC
OXFORD WEALTH GROUP, LLC

CRD#: 319561 / SEC#: 801-124718

RIA
Registered Investment Advisory firm - (4/22/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(7/5/2023)
IAR
South Carolina
(7/5/2023)
IAR
Texas
(6/28/2023)

Exams

State Security Law Exam
IAR
Series 65
Date: 12/11/2020
Uniform Investment Adviser Law Examination

Current Firm

OW
OXFORD WEALTH GROUP, LLC
OXFORD WEALTH GROUP, LLC

CRD#: 319561 / SEC#: 801-124718

RIA
Registered Investment Advisory firm - (4/22/2022 Approved)
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Contact information

Main Address
111 N. Orange Avenue Suite 775, Orlando, FL 32801
Mailing Address
Phone number
(407) 495-2004
Established
Firm type
Fiscal year end
# of Employees
24

SEC notice filing (7 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

OXFORD WEALTH ADV PART 2A 03-12-2025 (3/12/2025)

Regulatory assets under management

Total Number of Accounts1,456
AUM (Assets Under Management)$ 235,855,871

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

OXFORD WEALTH GROUP, LLC

CRD#: 319561Orlando, FL 32801

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