ML
Michael E. Laufman
SYMPHONY FINANCIAL SERVICES
AKRON, OH 44333
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CRD#: 7326074
ML
Michael Edward Laufman JrSYMPHONY FINANCIAL SERVICES
Professional summary
Michael Edward Laufman Jr, who also goes by Mike Edward Laufman Jr, Mike Laufman, is a registered financial advisor currently at SYMPHONY FINANCIAL SERVICES, INC. located in Akron, Ohio and LPL FINANCIAL LLC located in Akron, Ohio.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Michael has worked at 3 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.
Aliases
Mike Edward Laufman Jr | Mike Laufman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.05/06/2026; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Symphony Financial Services, Inc.; Investment Related; at Reported Business Location(s); Start Date 05/04/2026; 160hrs/mth; 40hrs during trading 2.05/15/2026; (Hybrid) Symphony Financial Services Inc.; Registered Investment Advisor Hybrid; Investment Related; at Reported Business Location(s); Start Date 05/04/2026; 160hrs/mth; 40hrs during trading; I provide investment advisory services through Symphony Financial Services, an independent investment advisor firm. I started this business activity in 05/2026. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3.08/20/2026; Guardian Life Insurance Broker; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 08/19/2026; 3hrs/mth; 1hrs during trading
CRS (Client Relationship Summary) - RIA
Click below to view Michael Edward Laufman Jr's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 25, 2026 - Present
SYMPHONY FINANCIAL SERVICES, INC.
Office #1: 4100 Embassy Parkway Suite 100, Akron, OH 44333RIA
CRD#: 125058
AKRON, OH
Current
May 6, 2026 - Present
LPL FINANCIAL LLC
Office #1: 4100 Embassy Parkway Ste 100, Akron, OH 44333-1783RIA
BD
CRD#: 6413
AKRON, OH
Past
May 13, 2023 - May 21, 2026
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
AKRON, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SF
SYMPHONY FINANCIAL SERVICES, INC.
SYMPHONY FINANCIAL SERVICES, INC.
CRD#: 125058 / SEC#: 801-63300
RIA
Registered Investment Advisory firm - (6/24/2004 Approved)Ohio
Registered Investment Advisory firm - (3/17/2010 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(6/12/2026)
RR
North Carolina(5/11/2026)
RR
Ohio(5/6/2026)
IAR
Ohio(9/25/2026)
RR
Rhode Island(5/20/2026)
RR
West Virginia(5/20/2026)
Exams
What does exam status mean?
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Passed: 5/13/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SF
SYMPHONY FINANCIAL SERVICES, INC.
SYMPHONY FINANCIAL SERVICES, INC.
CRD#: 125058 / SEC#: 801-63300
RIA
Registered Investment Advisory firm - (6/24/2004 Approved)Ohio
Registered Investment Advisory firm - (3/17/2010 Terminated)Loading...
Contact information
Main Address
4100 Embassy Parkway Suite 100, Akron, OH 44333
Mailing Address
Phone number
(330) 434-2000
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (17 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,312 |
| AUM (Assets Under Management) | $ 428,700,951 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SYMPHONY FINANCIAL SERVICES, INC.
CRD#: 125058Akron, OH 44333TRUST BUT VERIFY
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