Michael J. Schunk
Professional summary
Michael Joseph Schunk was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Michael Joseph Schunk was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1981. Michael had worked at 17 firms and has passed the Series 63, Series 79TO, Series 52TO, Series 99TO, SIE, Series 7, Series 14, Series 53, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 29, 2008 - December 18, 2009
SOUTHRIDGE INVESTMENT GROUP LLC
June 23, 2004 - December 2, 2005
CLARK DODGE & CO., INC.
February 13, 2004 - December 19, 2022
NYPPEX, LLC
January 23, 2004 - September 1, 2009
KUHNS BROTHERS SECURITIES CORPORATION
July 31, 2003 - May 12, 2015
COMMERCE ONE FINANCIAL INC.
February 26, 2002 - December 31, 2010
LANE CAPITAL MARKETS LLC
January 29, 2002 - September 24, 2008
NORTHEAST SECURITIES, LLC
July 21, 1999 - January 28, 2000
EGS SECURITIES CORP.
July 15, 1999 - June 14, 2002
WESTPORT PARTNERS LTD
May 17, 1995 - December 14, 1995
BG CAPITAL, INC.
May 8, 1989 - July 30, 1999
FIRST WESTCHESTER SECURITIES
May 12, 1986 - May 31, 1989
WILLIAM M. CADDEN & CO., INC.
October 23, 1985 - November 5, 1985
PALICO LLC
July 23, 1985 - April 19, 1986
VINCENT, THOMAS & ASSOCIATES, INC.
July 7, 1983 - July 31, 1985
EMPIRE NATIONAL SECURITIES, INCORPORATED
May 27, 1982 - June 29, 1983
DREXEL BURNHAM LAMBERT INCORPORATED
June 23, 1981 - June 5, 1982
KIDDER, PEABODY & CO. INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
SOUTHRIDGE INVESTMENT GROUP LLC
CRD#: 45531 / SEC#: , 8-51079
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
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