Camilo Ruiz Valdes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Camilo Ruiz Valdes, who also goes by Camilo Ruiz-valdes, was a registered financial professional .
Camilo is a previously registered financial professional and started their career in finance in 2021. Camilo had worked at 3 firms and has passed the Series 7TO, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 16, 2024 - April 20, 2026
ALLIANCE-ONE INVESTMENTS, LLC
June 29, 2021 - September 21, 2023
EQUITABLE ADVISORS, LLC
March 1, 2021 - March 12, 2021
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 4/22/2022
General Securities Representative ExaminationSeries 6TO
Date: 2/27/2021
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
ALLIANCE-ONE INVESTMENTS, LLC
CRD#: 286025 / SEC#: , 8-69868
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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