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Nicole J. Goberman

SEABRIDGE INVESTMENT ADVISORS LLC
Summit, NJ 07901-2610
Some features on this profile are disabled
CRD#: 7325839
NG

Professional summary

Nicole J. Goberman, who also goes by Nicole Goberman, is a registered financial advisor currently at SEABRIDGE INVESTMENT ADVISORS LLC located in Summit, New Jersey.

Nicole is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Nicole has worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Nicole Goberman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicole J. Goberman's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 3, 2022 - Present

SEABRIDGE INVESTMENT ADVISORS LLC

Office #1: 450 Springfield Ave. Suite 301, Summit, NJ 07901-2610
RIA
CRD#: 108681
Summit, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SI
SEABRIDGE INVESTMENT ADVISORS LLC
SEABRIDGE INVESTMENT ADVISORS LLC | SEABRIDGE PRIVATE WEALTH

CRD#: 108681 / SEC#: 801-55009

RIA
Registered Investment Advisory firm - (11/3/1997 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New Jersey
(2/3/2022)

Exams

State Security Law Exam
IAR
Series 65
Date: 12/18/2021
Uniform Investment Adviser Law Examination

Current Firm

SI
SEABRIDGE INVESTMENT ADVISORS LLC
SEABRIDGE INVESTMENT ADVISORS LLC | SEABRIDGE PRIVATE WEALTH

CRD#: 108681 / SEC#: 801-55009

RIA
Registered Investment Advisory firm - (11/3/1997 Approved)
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Contact information

Main Address
450 Springfield Ave. Suite 301, Summit, NJ 07901-2610
Mailing Address
Phone number
(908) 273-5085
Established
Firm type
Fiscal year end
# of Employees
12

SEC notice filing (12 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SEABRIDGE INVESTMENT ADVISORS LLC (9/26/2025)

Regulatory assets under management

Total Number of Accounts452
AUM (Assets Under Management)$ 610,404,483

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SEABRIDGE INVESTMENT ADVISORS LLC

CRD#: 108681Summit, NJ 07901-2610

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