Steven J. Dellaccio
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Joseph Dellaccio, who also goes by Steven Joseph Dell'accio, was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1981. Steven had worked at 20 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 31, 2012 - February 22, 2017
KEY INVESTMENT SERVICES LLC
October 25, 2011 - May 18, 2012
WADDELL & REED
October 19, 2011 - May 18, 2012
WADDELL & REED
May 4, 2011 - October 27, 2011
MSI FINANCIAL SERVICES, INC.
April 12, 2011 - October 27, 2011
MSI FINANCIAL SERVICES, INC.
April 17, 2007 - April 7, 2011
WADDELL & REED
August 7, 2006 - April 7, 2011
WADDELL & REED
March 1, 2005 - October 3, 2005
FINTEGRA, LLC
January 26, 2005 - October 3, 2005
FINTEGRA, LLC
October 24, 2001 - November 4, 2004
BANC OF AMERICA INVESTMENT SERVICES, INC.
December 7, 2000 - November 4, 2004
BANC OF AMERICA INVESTMENT SERVICES, INC.
December 4, 1998 - December 4, 2000
U.S. BANCORP ADVISORS, LLC
December 20, 1996 - December 10, 1998
CITICORP INVESTMENT SERVICES
September 11, 1996 - December 5, 1996
GREAT WESTERN FINANCIAL SECURITIES CORPORATION
May 10, 1995 - August 27, 1996
CITICORP INVESTMENT SERVICES
June 6, 1994 - May 3, 1995
CITIGROUP GLOBAL MARKETS INC.
October 4, 1993 - June 1, 1994
BA INVESTMENT SERVICES, INC.
April 15, 1993 - October 1, 1993
CAPITAL BROKERAGE CORPORATION
June 10, 1992 - April 6, 1993
HAMILTON INVESTMENTS, INC.
December 21, 1991 - June 9, 1992
MARKETING ONE SECURITIES, INC.
December 10, 1990 - December 9, 1991
GLENFED BROKERAGE SERVICES
June 20, 1990 - November 27, 1990
IFMG SECURITIES, INC.
March 21, 1990 - June 27, 1990
GRIFFIN FINANCIAL SERVICES
January 30, 1990 - March 20, 1990
FIRST IMPERIAL INVESTOR SERVICES, INC.
June 14, 1989 - March 20, 1990
FIRST IMPERIAL INVESTOR SERVICES, INC.
July 11, 1983 - April 27, 1989
LEHMAN BROTHERS INC.
November 11, 1981 - July 21, 1983
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 23, 1981 - November 5, 1981
FIRST JERSEY SECURITIES, INC.
Primary Firm SEC Registration
KEY INVESTMENT SERVICES LLC
CRD#: 136300 / SEC#: 801-65060, 8-66999
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KEY INVESTMENT SERVICES LLC
CRD#: 136300 / SEC#: 801-65060, 8-66999
Contact information
SEC notice filing (44 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KEYBANC CAPITAL MARKETS INC. | SOLE OWNER | 566 |
| CALABRESE, GIUSEPPE NMN | CO-CEO/PRESIDENT | 5013231 |
| DOUCE, MARK IVAN | CHIEF COMPLIANCE OFFICER | 2959137 |
| GULLA, MATTHEW TODD | CHIEF ADMINISTRATIVE OFFICER | 3040637 |
| HOTZ, BURTON BRUCE NICHOLAS | CHIEF RISK OFFICER | 3025138 |
| JANOFSKY, PAULA MARIE | OPERATIONS OFFICER | 2882776 |
| KOVACHICK, MARK ALLAN | CHIEF FINANCIAL OFFICER/DIRECTOR | 5390571 |
| SCHMIDT, SOLOMON LEE | CO-CEO/PRESIDENT | 4404279 |
| SKARDA, JOSEPH BRIEL | HEAD OF KEY WEALTH MANAGEMENT | 4288186 |
| THEBERGE, JONATHAN MARC | CHIEF OPERATIONS OFFICER | 7722891 |
| WEICK, PAUL ALFRED II | CHIEF LEGAL OFFICER | 2286289 |
Regulatory assets under management
| Total Number of Accounts | 27,533 |
| AUM (Assets Under Management) | $ 6,107,213,206 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
