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ZD

Zachary C. Debauche

DFG INVESTMENTS LLC
HILO, HI 96720
Some features on this profile are disabled
CRD#: 7325344
ZD

Professional summary

Zachary Charles Debauche, who also goes by Zachary Debauche, is a registered financial advisor currently at DFG INVESTMENTS LLC located in Hilo, Hawaii.

Zachary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Zachary has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Zachary Debauche

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I work for Just Accounting Inc in an administrative roll; I intake new client information and data necessary for our office to prepare their taxes. I will become an enrolled agent at the end of this year, and will prepare taxes for clients next year.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Zachary Charles Debauche's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 24, 2024 - Present

DFG INVESTMENTS LLC

Office #1: 525 Kilauea Ave, Suite 240, Hilo, HI 96720
RIA
CRD#: 330790
HILO, HI
Past

March 23, 2021 - November 8, 2023

EDWARD JONES

RIA
CRD#: 250
HILO, HI
Past

March 1, 2021 - November 8, 2023

EDWARD JONES

BD
CRD#: 250
HILO, HI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Hawaii
(6/24/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/22/2021
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 3/1/2021
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 2/3/2021
Securities Industry Essentials Examination

Current Firm

DI
DFG INVESTMENTS LLC
DFG INVESTMENTS | DFG INVESTMENTS LLC

CRD#: 330790 / SEC#:

Hawaii
Registered Investment Advisory firm - (6/5/2024 Approved)
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Contact information

Main Address
525 Kilauea Ave, Suite 240, Hilo, HI 96720
Mailing Address
Phone number
(808) 345-2274
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts16
AUM (Assets Under Management)$ 2,490,535

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DFG INVESTMENTS LLC

CRD#: 330790Hilo, HI 96720

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