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JB

Jeremy D. Benlolo

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CRD#: 7324720
JB

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jeremy D Benlolo, who also goes by David Benlolo, was a registered financial professional .

Jeremy is a previously registered financial professional and started their career in finance in 2021. Jeremy had worked at 1 firm and has passed the Series 63, Series 82TO and SIE exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


David Benlolo

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

May 5, 2021 - April 26, 2022

PALLADIUM CAPITAL GROUP, LLC

BD
CRD#: 129400
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 6/9/2021
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 82TO
Date: 5/5/2021
Limited Representative-Private Securities Offerings
General Industry/Product Exam

Current Firm


PC
PALLADIUM CAPITAL GROUP, LLC
PALLADIUM CAPITAL ADVISORS CORP. | PALLADIUM CAPITAL GROUP, LLC | PALLADIUM CAPITAL ADVISORS, LLC

CRD#: 129400 / SEC#: , 8-66223

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
152 West 57th Floor 24, New York, NY 10019
Mailing Address
P O Box 5, Poolesville, MD 20837
Phone number
(617) 271-6736
Established
Delaware since 05/13/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (22 States and Territories)


Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
KURLAND, AKIVA JOSEPHMEMBER5366252
LAZARUS, MARILYN NMIMEMBER5447746
LAZARUS, NORMAN MICHAELMEMBER7172324
PADOWITZ, JOEL EUGENMEMBER4725316
MOCH, TAMARA ROSALIEMEMBER7172315
BUCKLEY, ANNE PAULCHIEF COMPLIANCE OFFICER1781079
MEDREZ, NATANPARTIAL OWNER4792730
PALLADIUM HOLDINGS, LLCPARTIAL OWNER
ROOZ, EFRAIMPARTIAL OWNER5823833
SLOVIN, MARK ADAMCHIEF FINANCIAL OFFICER AND FINOP6786999
WEINBERG, ILAN JOSHUAPARTIAL OWNER2354293

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


PALLADIUM CAPITAL GROUP, LLC

CRD#: 129400

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