Matthew Robert Farrell
Professional Summary
Matthew Robert Farrell is a registered financial advisor currently at FINANCIAL SECURITY ADVISORY INC located in Virginia Beach, Virginia and FINANCIAL SECURITY MANAGEMENT, INCORPORATED located in Virginia Beach, Virginia. Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Matthew has worked at 2 firms and has passed the Series 63, Series 65, Series 6TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
PARALLEL ADVISORS, LLC
NYLIFE SECURITIES LLC
SEQUENT PLANNING, LLC
CHOREO, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
PARALLEL ADVISORS, LLC
NYLIFE SECURITIES LLC
SEQUENT PLANNING, LLC
CHOREO, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
PARALLEL ADVISORS, LLC
NYLIFE SECURITIES LLC
SEQUENT PLANNING, LLC
CHOREO, LLC
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
PARALLEL ADVISORS, LLC
NYLIFE SECURITIES LLC
SEQUENT PLANNING, LLC
CHOREO, LLC
Years of Experience
5 years registered in the securities industry
Current & Past Employments
Current
Similar Advisors
PARALLEL ADVISORS, LLC
NYLIFE SECURITIES LLC
SEQUENT PLANNING, LLC
CHOREO, LLC
Current Firm
FINANCIAL SECURITY ADVISORY INC
Contact Information
Main Address
477 Viking Drive Suite 305, Virginia Beach, VA 23452Phone Number
(757) 431-1414# of Employees
37SEC notice filing (26 States and Territories)
Registered to provide investment advisory services in 26 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
3,393AUM (Assets Under Management)
$1,946,076,910Similar Advisors
PARALLEL ADVISORS, LLC
NYLIFE SECURITIES LLC
SEQUENT PLANNING, LLC
CHOREO, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
PARALLEL ADVISORS, LLC
NYLIFE SECURITIES LLC
SEQUENT PLANNING, LLC
CHOREO, LLC
Primary Firm SEC Registration
FINANCIAL SECURITY ADVISORY INC
State Registrations and Notice Filings
(9/3/2021)
(9/3/2026)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6TO — Investment Company Products/Variable Contracts Representative Examination
Passed Apr 2021About the Series 6TO examSRO Registrations
Similar Advisors
PARALLEL ADVISORS, LLC
NYLIFE SECURITIES LLC
SEQUENT PLANNING, LLC
CHOREO, LLC
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Robert Farrell's CRS (Customer Relationship Summary).
Similar Advisors
PARALLEL ADVISORS, LLC
NYLIFE SECURITIES LLC
SEQUENT PLANNING, LLC
CHOREO, LLC