JN
John M. Nicola
NICOLA WEALTH MANAGEMENT LTD.
Vancouver, V6J1W8
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CRD#: 7324585
JN
Professional summary
John Michael Nicola is a registered financial advisor currently at NICOLA WEALTH MANAGEMENT LTD. .
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. John has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) JUNE 2020 - NWM HOLDINGS LTD, 1508 WEST BROADWAY, 5TH FLR, VANCOUVER, BC. DIRECTOR/OFFICER OF INCORPORATED HOLDING COMPANY THAT OWNS THE MAJORITY SHARES OF NICOLA WEALTH MANAGEMENT DIVIDED AMONG CORPORATE SHAREHOLDERS.
2) APRIL 2015 - NWM STRUCTURED FINANCE INVESTMENTS LTD., SAME ADDRESS AS ABOVE. DIRECTOR OF INCORPORATED COMPANY FOR HOLDING INVESTMENTS IN NICOLA WEALTH MANAGEMENT LTD. STRUCTURED DEVELOPMENT FINANCING PROGRAM.
3) MAY 2012 - NWM PRIVATE EQUITY GENERAL PARTNERSHIP, SAVE ADDRESS AS ABOVE. DIRECTOR OF GENERAL PARTNER MANAGING THE NICOLA PRIVATE EQUITY LIMITED PARTNERSHIP.
4) FEB 2012 - NWM LATITUDE G.P. LTD., SAME ADDRESS AS ABOVE. DIRECTOR OF GENERAL PARTNER MANAGING THE NWM LATITUDE LIMITED PARTNERSHIP.
5) JAN 2010 - NWM INTERACTIVE GENERAL PARTNER LTD. SAME ADDRESS AS ABOVE. DIRECTOR OF GENERAL PARTNER MANAGING NWM INTERACTIVE LIMITED PARTNERSHIP.
6) OCT 2002 - NICOLA TRUST, 1384 CONNAUGHT DRIVE, VANCOUVER, BC. TRUSTEE OF FAMILY TRUST, OVERSEEING INVESTMENTS AND DISTRIBUTION OF INCOME TO BENEFICIARIES OF THE TRUST. LESS THAN 4 HOURS PER MONTH.
7) FEB 1977 - JM NICOLA LTD., 1508 WEST BROADWAY, 5TH FLR, VANCOUVER, BC. PRESIDENT, PERSONAL INCORPORATED COMPANY, COMPENSATION FOR FINANCIAL PLANNING, INSURANCE SALES AND OTHER NON-REGISTERABLE ACTIVITIES ARE PAID FROM NICOLA WEALTH MANAGEMENT LTD. TO THIS CO.
CRS (Client Relationship Summary) - RIA
Click below to view John Michael Nicola's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 13, 2021 - Present
NICOLA WEALTH MANAGEMENT LTD.
Office #1: 1508 West Broadway 5th Floor, Vancouver, V6J1W8RIA
CRD#: 173201
Vancouver,
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NW
NICOLA WEALTH MANAGEMENT LTD.
NICOLA WEALTH MANAGEMENT LTD.
CRD#: 173201 / SEC#: 801-119288
RIA
Registered Investment Advisory firm - (8/14/2020 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(1/13/2021)
Exams
Current Firm
NW
NICOLA WEALTH MANAGEMENT LTD.
NICOLA WEALTH MANAGEMENT LTD.
CRD#: 173201 / SEC#: 801-119288
RIA
Registered Investment Advisory firm - (8/14/2020 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1508 West Broadway 5th Floor, Vancouver, V6J1W8
Mailing Address
Phone number
(604) 739-6450
Established
Firm type
Fiscal year end
# of Employees
491
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 25,833 |
| AUM (Assets Under Management) | $ 10,043,703,386 |
Red Flags
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