Adam H. Baucom

BAUCOM WEALTH MANAGEMENT LLC

VICTORIA, TX 77901

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CRD#: 7324309

Professional summary

Adam Heath Baucom, CFP®, who also goes by Adam H Baucom, Adam Baucom, is a registered financial advisor currently at BAUCOM WEALTH MANAGEMENT LLC located in Victoria, Texas.

Adam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Adam has worked at 3 firms .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Adam H Baucom | Adam Baucom

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Baucom & Associates, PLLC; Not investment-related; Same address; President; Tax and accounting services; Approx. 50% of time during the month. 2) Baucom Holdings LLC; Not investment-related; Same address; Managing Member; Entity holding personal real estate properties; Less than 5% of time during the month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam Heath Baucom's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2020

Experience

Current

October 1, 2024 - Present

BAUCOM WEALTH MANAGEMENT LLC

Office #1: 101 W Goodwin Ave Suite 560, Victoria, TX 77901

RIA

CRD#: 332763

VICTORIA, TX

Past

July 25, 2023 - September 4, 2024

AVANTAX ADVISORY SERVICES

RIA

CRD#: 104556

Victoria, TX

Past

July 1, 2021 - May 2, 2022

KELLER WEALTH ADVISORS

RIA

CRD#: 111610

VICTORIA, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(10/1/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

BAUCOM WEALTH MANAGEMENT LLC

CRD#: 332763 / SEC#:

Texas

Registered Investment Advisory firm - (10/1/2024 Approved)

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Contact information

Main Address

101 W Goodwin Ave Suite 560, Victoria, TX 77901

Mailing Address

Phone number

(361) 579-2024

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	16
AUM (Assets Under Management)	$ 408,010

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Adam H. Baucom

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam Heath Baucom's CRS (Customer Relationship Summary).

Certified licenses

Experience

BAUCOM WEALTH MANAGEMENT LLC

AVANTAX ADVISORY SERVICES

KELLER WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Current Firm

BAUCOM WEALTH MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BAUCOM WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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