Harold F. Rubin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Harold Fred Rubin, who also goes by Chaim Rubin, was a registered financial professional .
Harold is a previously registered financial professional and started their career in finance in 1981. Harold had worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 6, 2012 - June 1, 2017
FORESTERS EQUITY SERVICES, INC.
November 15, 2005 - December 31, 2010
RESOURCE HORIZONS GROUP LLC
August 19, 2002 - September 14, 2005
DUNWOODY BROKERAGE SERVICES, INC.
April 18, 1996 - August 15, 2002
CAMBRIDGE INVESTMENT RESEARCH, INC.
July 25, 1989 - March 28, 1996
KEOGLER, MORGAN & COMPANY, INC.
November 22, 1985 - July 29, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
July 22, 1985 - November 29, 1985
AMPAL SECURITIES CORPORATION
June 22, 1981 - December 23, 1985
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FORESTERS EQUITY SERVICES, INC.
CRD#: 18464 / SEC#: 801-77880, 8-36703
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE INDEPENDENT ORDER OF FORESTERS ("IOF") | OWNER | |
| GERB, JASON HARRIS | CHIEF COMPLIANCE OFFICER | 3021815 |
| GIL, JUDITH ELAINE | VICE PRESIDENT COMPLIANCE | 2707895 |
| MALECHUK, LAURA ANN | FINANCIAL OPERATIONS PRINCIPAL | 1105982 |
| MCDONOUGH, MARK E | VP OPERATIONS | 4254608 |
| REABURN, PAUL DOUGLAS | DIRECTOR | 4125521 |
| SMITH, FRANK LEO | PRESIDENT | 2080590 |
| SMITH, FRANK LEO | DIRECTOR | 2080590 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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