Ross P. Walker

PORTER WHITE INVESTMENT ADVISORS

BIRMINGHAM, AL 35203-4103

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CRD#: 7324039

Professional summary

Ross Poteat Walker is a registered financial advisor currently at PORTER WHITE INVESTMENT ADVISORS, INC. located in Birmingham, Alabama.

Ross is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Ross has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ross Poteat Walker's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 6, 2021 - Present

PORTER WHITE INVESTMENT ADVISORS, INC.

Office #1: 1927 1st Avenue North 10th Floor, Birmingham, AL 35203-4103

RIA

CRD#: 110876

BIRMINGHAM, AL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PORTER WHITE INVESTMENT ADVISORS, INC.

PORTER WHITE INVESTMENT ADVISORS, INC. | PW ADVISERS INC | PORTER, WHITE & COMPANY, INC. | PORTER, WHITE & COMPANY

CRD#: 110876 / SEC#: 801-48755

RIA

Registered Investment Advisory firm - (5/12/2005 Approved)

Alabama

Registered Investment Advisory firm - (9/9/2005 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alabama
(4/6/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/6/2021

Uniform Investment Adviser Law Examination

Current Firm

PORTER WHITE INVESTMENT ADVISORS, INC.

PORTER WHITE INVESTMENT ADVISORS, INC. | PW ADVISERS INC | PORTER, WHITE & COMPANY, INC. | PORTER, WHITE & COMPANY

CRD#: 110876 / SEC#: 801-48755

RIA

Registered Investment Advisory firm - (5/12/2005 Approved)

Alabama

Registered Investment Advisory firm - (9/9/2005 Terminated)

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Contact information

Main Address

1927 1st Avenue North 10th Floor, Birmingham, AL 35203-4103

Mailing Address

Phone number

(205) 252-3681

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PORTER WHITE INVESTMENT ADVISORS INC ADV PART 2A (3/14/2025)

Regulatory assets under management

Total Number of Accounts	321
AUM (Assets Under Management)	$ 712,125,120

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Ross P. Walker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ross Poteat Walker's CRS (Customer Relationship Summary).

Certified licenses

Experience

PORTER WHITE INVESTMENT ADVISORS, INC.

Primary Firm SEC Registration

PORTER WHITE INVESTMENT ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 4/6/2021

Current Firm

PORTER WHITE INVESTMENT ADVISORS, INC.

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PORTER WHITE INVESTMENT ADVISORS, INC.

TRUST BUT VERIFY

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