Christopher C. Laucks
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Charles Laucks, CFP® was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1990. Christopher had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 25, 2002 - March 8, 2023
AMUNDI DISTRIBUTOR US, INC.
January 31, 1997 - June 11, 2002
VERAVEST INVESTMENTS, INC.
February 7, 1996 - May 24, 1996
MUTUAL SERVICE CORPORATION
August 5, 1993 - December 8, 1995
RAYMOND JAMES FINANCIAL SERVICES, INC.
August 10, 1992 - August 6, 1993
COMMONWEALTH FINANCIAL NETWORK
May 29, 1990 - November 23, 1991
EQUITILINK U.S.A., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMUNDI DISTRIBUTOR US, INC.
CRD#: 24497 / SEC#: , 8-41256
Contact information
FINRA licenses (3 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
