Bruce D. White

PHILLIP B. WHITE CO.,

San Luis Obispo, CA 93405

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CRD#: 732362

Professional summary

Bruce David White, CFP® is a registered financial advisor currently at PHILLIP B. WHITE CO., INC located in San Luis Obispo, California.

Bruce is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1981. Bruce has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

What are your service offerings?

Social Security Planning

Insurance Planning

Investment Planning

Tax Planning

Estate Planning

Budgeting

Comprehensive Financial Planni...

Debt Management

Retirement Planning

Employee and Employer Plan Ben...

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

PHILLIP B WHITE CO POSITION: Owner/CEO NATURE: It is an independant insurance brokerage conducting business in CA only INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/1982 ADDRESS: 4125 Blackhawk Plaza Cr #203, Danville CA 94506 DESCRIPTION: 90% of business is personal lines property & casualty insurance and the remainder is life/disability. I supervise this business. SECURITIES AMERICA ADVISORS-IAR-INVESTMENT ADVISORY-INVESTMENT RELATED-START DATE 12/2016 LOCATED AT 4125 BLACKHAWK PLAZA CIR, STE. 203; DANVILLE, CA 94506

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bruce David White's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1982

Experience

Current

April 16, 2019 - Present

PHILLIP B. WHITE CO., INC

Office #1: 11573 Los Osos Valley Road Suite D, San Luis Obispo, CA 93405

RIA

CRD#: 300623

San Luis Obispo, CA

Past

December 12, 2016 - December 31, 2016

FOOTHILL SECURITIES, INC.

RIA

CRD#: 1027

Danville, CA

Past

December 8, 2016 - October 1, 2019

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

DANVILLE, CA

Past

December 8, 2016 - October 1, 2019

SECURITIES AMERICA, INC.

CRD#: 10205

DANVILLE, CA

Past

October 20, 2008 - December 8, 2016

FOOTHILL SECURITIES, INC.

RIA

CRD#: 1027

DANVILLE, CA

Past

October 17, 2008 - December 8, 2016

FOOTHILL SECURITIES, INC.

CRD#: 1027

DANVILLE, CA

Past

July 8, 2002 - October 17, 2008

ASSOCIATED SECURITIES CORP.

RIA

CRD#: 12969

FREMONT, CA

Past

September 10, 1993 - October 17, 2008

ASSOCIATED PLANNERS INVESTMENT ADVISORY INC

RIA

CRD#: 104790

FREMONT, CA

Past

July 20, 1993 - October 17, 2008

ASSOCIATED SECURITIES CORP.

CRD#: 12969

FREMONT, CA

Past

August 12, 1983 - July 21, 1993

CETERA WEALTH SERVICES, LLC

CRD#: 13572

EL SEGUNDO, CA

Past

June 23, 1981 - August 22, 1983

SOUTHMARK FINANCIAL SERVICES, INC.

CRD#: 6518

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PHILLIP B. WHITE CO., INC

PHILIP B. WHITE CO., INC. | PHILLIP B. WHITE CO., INC. | PHILLIP B. WHITE CO., INC

CRD#: 300623 / SEC#: 801-114890

RIA

Registered Investment Advisory firm - (3/27/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/16/2019)

IAR

Texas
(4/16/2019)

IAR

Washington
(4/16/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/16/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/20/1981

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/13/1993

General Securities Principal Examination

Current Firm

PHILLIP B. WHITE CO., INC

PHILIP B. WHITE CO., INC. | PHILLIP B. WHITE CO., INC. | PHILLIP B. WHITE CO., INC

CRD#: 300623 / SEC#: 801-114890

RIA

Registered Investment Advisory firm - (3/27/2019 Approved)

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Contact information

Main Address

11573 Los Osos Valley Road Suite D, San Luis Obispo, CA 93405

Mailing Address

Phone number

(925) 736-2108

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PB WHITE FIRM BROCHURE MARCH 2025 (3/25/2025)

Regulatory assets under management

Total Number of Accounts	591
AUM (Assets Under Management)	$ 268,318,426

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Bruce D. White

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bruce David White's CRS (Customer Relationship Summary).

Certified licenses

Experience

FOOTHILL SECURITIES, INC.

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

FOOTHILL SECURITIES, INC.

FOOTHILL SECURITIES, INC.

ASSOCIATED SECURITIES CORP.

ASSOCIATED PLANNERS INVESTMENT ADVISORY INC

ASSOCIATED SECURITIES CORP.

CETERA WEALTH SERVICES, LLC

SOUTHMARK FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

PHILLIP B. WHITE CO., INC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/16/1993

SIE

Date: 10/1/2018

Series 7

Date: 6/20/1981

Series 24

Date: 8/13/1993

Current Firm

PHILLIP B. WHITE CO., INC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PHILLIP B. WHITE CO., INC

TRUST BUT VERIFY

Contact information

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