Lawrence L. Kohler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lawrence Lester Kohler, who also goes by Larry Lester Kohler, Lawrence L Kohler, was a registered financial professional .
Lawrence is a previously registered financial professional and started their career in finance in 1981. Lawrence had worked at 9 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 11, 1996 - December 8, 1998
CAPITAL WEST INVESTMENT GROUP, INC.
June 3, 1994 - September 12, 1996
TEXAS CAPITAL SECURITIES, INC.
January 25, 1994 - May 16, 1994
TAMARON INVESTMENTS, INC.
June 16, 1993 - January 24, 1994
WALFORD & COMPANY, INC.
February 5, 1990 - April 28, 1993
DICKINSON & CO.
February 17, 1989 - August 12, 1989
CITIGROUP GLOBAL MARKETS INC.
November 27, 1987 - January 11, 1989
KIDDER, PEABODY & CO. INCORPORATED
January 17, 1984 - December 15, 1987
E. F. HUTTON & COMPANY INC
June 23, 1981 - January 17, 1984
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CAPITAL WEST INVESTMENT GROUP, INC.
CRD#: 39446 / SEC#: , 8-48707
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
