Jackson M. Southard

GRAYBRIDGE CAPITAL

Chattanooga, TN

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CRD#: 7323540

Professional summary

Jackson Maddox Southard, who also goes by Maddox Southard, is a registered financial advisor currently at GRAYBRIDGE CAPITAL located in Chattanooga, Tennessee.

Jackson is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Jackson has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Maddox Southard

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

REALTY EXECUTIVES; INVESTMENT RELATED; CHATTANOOGA, TN; REAL ESTATE; AFFILIATE BROKER; START DATE 12/2021; APPROX 90 HRS/MONTH; 2 HRS DURING SECURITIES TRADING; REPRESENT BUYERS/SELLERS IN REAL ESTATE TRANSACTIONS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jackson Maddox Southard's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 24, 2023 - Present

GRAYBRIDGE CAPITAL

RIA

CRD#: 312127

Chattanooga, TN

Past

April 13, 2021 - March 22, 2023

GRAYBRIDGE CAPITAL

RIA

CRD#: 312127

CHATTANOOGA, TN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(5/24/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/21/2020

Uniform Investment Adviser Law Examination

Current Firm

GRAYBRIDGE CAPITAL

GRAYBRIDGE CAPITAL | GRAYBRIDGE LLC

CRD#: 312127 / SEC#: 801-123532

RIA

Registered Investment Advisory firm - (3/22/2023 Terminated)

Tennessee

Registered Investment Advisory firm - (5/22/2023 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Maryville, TN

Mailing Address

Phone number

(865) 296-2033

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	12
AUM (Assets Under Management)	$ 700,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jackson M. Southard

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jackson Maddox Southard's CRS (Customer Relationship Summary).

Certified licenses

Experience

GRAYBRIDGE CAPITAL

GRAYBRIDGE CAPITAL

State Registrations and Notice Filings

Exams

Series 65

Date: 10/21/2020

Current Firm

GRAYBRIDGE CAPITAL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GRAYBRIDGE CAPITAL

TRUST BUT VERIFY

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