Mie H. Field
Professional summary
Mie Higashimori Field is a registered financial advisor currently at BULL HARBOR CAPITAL LLC. located in Bothell, Washington.
Mie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Mie has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Mie Higashimori Field's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 21, 2023 - Present
BULL HARBOR CAPITAL LLC.
April 27, 2022 - August 21, 2023
PARK AVENUE SECURITIES LLC
November 29, 2021 - August 21, 2023
PARK AVENUE SECURITIES LLC
Primary Firm SEC Registration
BULL HARBOR CAPITAL LLC.
CRD#: 324995 / SEC#: 801-127531
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/21/2023)
(8/21/2023)
(8/21/2023)
Exams
Series 7TO
Date: 11/29/2021
General Securities Representative ExaminationCurrent Firm
BULL HARBOR CAPITAL LLC.
CRD#: 324995 / SEC#: 801-127531
Contact information
SEC notice filing (29 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,759 |
| AUM (Assets Under Management) | $ 343,999,497 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
