NF
Nicholas R. Fuller
QUANTUM FINANCIAL PLANNING SERVICES
SPOKANE, WA 99201
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CRD#: 7323006
NF
Professional summary
Nicholas Rau Fuller, who also goes by Nick Rau Fuller, is a registered financial advisor currently at QUANTUM FINANCIAL PLANNING SERVICES, INC. located in Spokane, Washington.
Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Nicholas has worked at 3 firms and has passed the Series 66, Series 65, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Nick Rau Fuller
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NICHOLAS FULLER, CPA POSITION: CPA NATURE: Individual INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/07/2019 ADDRESS: 19115 E Baldwin Ln, Spokane Valley WA 99016, United States DESCRIPTION: I currently do not actively perform any duties related to my registration as a Certified Public Accountant. 2. WSCPA - SPOKANE CHAPTER POSITION: Board Member NATURE: The Washington Society of Certified Public Accountants is a voluntary association of CPAs and financial professionals cultivating authentic relationships, unique learning experiences, and purposeful advocacy for our future. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2022 ADDRESS: 170 120th Ave NE, Ste E101, Bellevue WA 98005, United States DESCRIPTION: As a member of the Spokane chapter board, I help promote events to my network, participate in strategic planning meetings, and volunteer at various community events.Additionally, I attend two meetings per quarter, one of which is a board meeting while the second is to help plan events as a member of the events committee.
CRS (Client Relationship Summary) - RIA
Click below to view Nicholas Rau Fuller's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 22, 2024 - Present
QUANTUM FINANCIAL PLANNING SERVICES, INC.
Office #1: 720 W Boone Ave Ste 100, Spokane, WA 99201RIA
CRD#: 115877
SPOKANE, WA
Past
March 10, 2021 - March 13, 2024
OSAIC WEALTH, INC.
RIA
CRD#: 23131
SPOKANE, WA
Past
March 10, 2021 - March 13, 2024
OSAIC WEALTH, INC.
BD
CRD#: 23131
SPOKANE, WA
Past
February 11, 2021 - March 17, 2021
WADDELL & REED
RIA
CRD#: 866
TIGARD, OR
Past
February 11, 2021 - March 17, 2021
WADDELL & REED
BD
CRD#: 866
TIGARD, OR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
QUANTUM FINANCIAL PLANNING SERVICES, INC.
QUANTUM FINANCIAL PLANNING SERVICES, INC.
CRD#: 115877 / SEC#: 801-110112
RIA
Registered Investment Advisory firm - (3/15/2017 Approved)Idaho
Registered Investment Advisory firm - (3/30/2017 Terminated)Montana
Registered Investment Advisory firm - (3/30/2017 Terminated)Oregon
Registered Investment Advisory firm - (3/30/2017 Terminated)Washington
Registered Investment Advisory firm - (4/7/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Washington(3/22/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 2/11/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
QUANTUM FINANCIAL PLANNING SERVICES, INC.
QUANTUM FINANCIAL PLANNING SERVICES, INC.
CRD#: 115877 / SEC#: 801-110112
RIA
Registered Investment Advisory firm - (3/15/2017 Approved)Idaho
Registered Investment Advisory firm - (3/30/2017 Terminated)Montana
Registered Investment Advisory firm - (3/30/2017 Terminated)Oregon
Registered Investment Advisory firm - (3/30/2017 Terminated)Washington
Registered Investment Advisory firm - (4/7/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
720 W Boone Ave Ste 100, Spokane, WA 99201
Mailing Address
Phone number
(509) 328-6653
Established
Firm type
Fiscal year end
# of Employees
16
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,475 |
| AUM (Assets Under Management) | $ 591,577,039 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2025 | ||
| 06/17/2025 | ||
| 12/18/2024 | ||
| 01/26/2024 | ||
| 04/27/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
QUANTUM FINANCIAL PLANNING SERVICES, INC.
CRD#: 115877Spokane, WA 99201TRUST BUT VERIFY
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