RM

Robert A. Mazzocco

LECLAIR WEALTH PARTNERS
New York, NY
Some features on this profile are disabled
CRD#: 7322995
RM

Professional summary


Robert Angelo Mazzocco, who also goes by Bobby Mazzocco, is a registered financial advisor currently at LECLAIR WEALTH PARTNERS located in New York, New York and GT SECURITIES, INC. located in Los Angeles, California.

Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2026. Robert has worked at 2 firms and has passed the Series 66, Series 65, Series 7TO and SIE exams.

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Bobby Mazzocco

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary) - RIA


Click below to view Robert Angelo Mazzocco's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 8, 2026 - Present

LECLAIR WEALTH PARTNERS

RIA
CRD#: 332827
New York, NY
Current

April 8, 2026 - Present

GT SECURITIES, INC.

Office #1: 12130 Millennium Dr Suite 300, Los Angeles, CA 90094
BD
CRD#: 116012
Los Angeles, CA

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LW
LECLAIR WEALTH PARTNERS
LECLAIR WEALTH PARTNERS | LECLAIR WEALTH PARTNERS LLC

CRD#: 332827 / SEC#: 801-131227

RIA
Registered Investment Advisory firm - (9/30/2024 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(4/8/2026)
RR
New York
(4/8/2026)
IAR
New York
(4/8/2026)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 2/21/2026
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 4/8/2026
General Securities Representative Examination
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


LW
LECLAIR WEALTH PARTNERS
LECLAIR WEALTH PARTNERS | LECLAIR WEALTH PARTNERS LLC

CRD#: 332827 / SEC#: 801-131227

RIA
Registered Investment Advisory firm - (9/30/2024 Approved)
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Contact information


Main Address
6515 Longshore Loop Suite 100, Dublin, OH 43017
Mailing Address
Phone number
(888) 277-5704
Established
Firm type
Fiscal year end
# of Employees
4

SEC notice filing (5 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Regulatory assets under management


Total Number of Accounts559
AUM (Assets Under Management)$ 362,976,084

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


LECLAIR WEALTH PARTNERS

CRD#: 332827New York, NY

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