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Robert Angelo Mazzocco

LECLAIR WEALTH PARTNERS
New York, NY
·CRD# 7322995·9 years experience

Professional Summary

Robert Angelo Mazzocco, who also goes by Bobby Mazzocco, is a registered financial advisor currently at LECLAIR WEALTH PARTNERS located in New York, New York and GT SECURITIES, INC. located in Los Angeles, California. Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2026. Robert has worked at 2 firms and has passed the Series 66, Series 65, Series 7TO and SIE exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Bobby Mazzocco

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

9 years in the financial services industry

Current & Past Employments

LECLAIR WEALTH PARTNERS·CRD# 332827
RIA
New York, NY
April 8, 2026 - Present
GT SECURITIES, INC.·CRD# 116012
BD
12130 Millennium Dr Suite 300, Los Angeles, CA 90094
April 8, 2026 - Present

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Current Firm

LW
LECLAIR WEALTH PARTNERS

LECLAIR WEALTH PARTNERS | LECLAIR WEALTH PARTNERS LLC

CRD#: 332827 / SEC#: 801-131227
RIA
Registered Investment Advisory firm - SEC (9/30/2024 Approved)

Contact Information

Main Address

6515 Longshore Loop Suite 100, Dublin, OH 43017

Phone Number

(888) 277-5704

# of Employees

4

SEC notice filing (5 States and Territories)

Registered to provide investment advisory services in 5 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

LECLAIR WEALTH PARTNERS ADV PART 2A (8/27/2026)

Regulatory Assets Under Management

Total Number of Accounts

559

AUM (Assets Under Management)

$362,976,084

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Owner of Arch Cape Company LLC, a consulting accounting and finance business located at 51 E 34th Street Apt 2b, New York, New York 10016. The entity operated temporarily in 2024 for a few months as a vehicle for a consulting engagement, with duties including financial modeling and reporting for small businesses. Paid as a 1099 contractor. No ongoing hours are devoted to this activity. Activity commenced June 4, 2024. Non-investment related activity. Investment Advisor Representative at LeClair Wealth Partners, a Registered Investment Advisor located at 6515 Longshore Loop STE 100, Dublin, OH 43017. Responsible for providing investment advisory services for a sister company RIA. Devotes approximately 40 hours per month, all during securities trading hours. Activity commenced January 1, 2026. Investment related activity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LW
LECLAIR WEALTH PARTNERS

LECLAIR WEALTH PARTNERS | LECLAIR WEALTH PARTNERS LLC

CRD#: 332827 / SEC#: 801-131227
RIA
Registered Investment Advisory firm - SEC (9/30/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(4/8/2026)
RR
New York
(4/8/2026)
IAR
New York
(4/8/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Feb 2026About the Series 66 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Sep 2017About the Series 65 exam

Series 7TO — General Securities Representative Examination

Passed Apr 2026About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Jan 2026About the SIE exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Robert Angelo Mazzocco's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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