MR
Marvin D. Rivas
SIEBERT ADVISORNXT.
New York, NY 10282
Some features on this profile are disabled
CRD#: 7322674
MR
Professional summary
Marvin Dimas Rivas, who also goes by Marvin Dimas Rivas Jr, Marvin Rivas, is a registered financial advisor currently at SIEBERT ADVISORNXT, LLC. located in New York, New York and MURIEL SIEBERT & CO., LLC located in New York, New York.
Marvin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Marvin has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Marvin Dimas Rivas Jr | Marvin Rivas
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Marvin Dimas Rivas's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 13, 2021 - Present
SIEBERT ADVISORNXT, LLC.
Office #1: 300 Vesey Street 5th Floor, New York, NY, 10282RIA
CRD#: 288572
New York, NY
Current
September 7, 2021 - Present
MURIEL SIEBERT & CO., LLC
Office #1: 300 Vesey Street 5th Floor, New York, NY, 10282BD
CRD#: 5376
New York, NY
Past
June 14, 2021 - September 1, 2021
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
MORRISTOWN, NJ
Past
February 6, 2021 - September 1, 2021
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
MORRISTOWN, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
SIEBERT ADVISORNXT, LLC.
SIEBERT ADVISORNXT, INC. | SIEBERT ADVISORNXT, LLC.
CRD#: 288572 / SEC#: 801-110718
RIA
Registered Investment Advisory firm - (7/11/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(3/8/2022)
RR
Arizona(2/5/2026)
IAR
Arizona(2/19/2026)
RR
California(9/24/2021)
IAR
California(9/9/2024)
RR
Colorado(2/5/2026)
IAR
Colorado(2/5/2026)
RR
Connecticut(3/8/2022)
RR
District of Columbia(6/9/2022)
RR
Florida(9/24/2021)
IAR
Florida(10/28/2025)
RR
Georgia(3/8/2022)
IAR
Georgia(9/19/2024)
RR
Illinois(1/24/2022)
IAR
Illinois(1/6/2025)
RR
Maine(9/6/2024)
IAR
Maine(9/9/2024)
RR
Maryland(3/8/2022)
RR
Massachusetts(3/8/2022)
IAR
Massachusetts(2/15/2023)
RR
Michigan(4/5/2024)
IAR
Michigan(4/12/2024)
RR
Missouri(1/18/2023)
IAR
Missouri(1/18/2023)
RR
Nebraska(1/12/2023)
IAR
Nebraska(1/25/2023)
RR
Nevada(10/15/2025)
IAR
Nevada(10/15/2025)
RR
New Jersey(9/7/2021)
IAR
New Jersey(9/13/2021)
RR
New York(9/7/2021)
IAR
New York(8/8/2024)
RR
North Carolina(8/30/2024)
IAR
North Carolina(8/30/2024)
RR
Ohio(8/5/2025)
IAR
Ohio(2/5/2026)
RR
Oklahoma(1/10/2023)
IAR
Oklahoma(1/10/2023)
RR
Oregon(4/11/2024)
IAR
Oregon(4/23/2024)
RR
Pennsylvania(3/8/2022)
IAR
Pennsylvania(2/10/2026)
RR
Texas(6/9/2022)
IAR
Texas(9/3/2024)
IAR
Virginia(1/31/2024)
RR
Virginia(1/6/2025)
RR
Washington(4/25/2023)
RR
Wisconsin(6/9/2022)
RR
Wyoming(2/5/2026)
IAR
Wyoming(2/5/2026)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 2/6/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
SIEBERT ADVISORNXT, LLC.
SIEBERT ADVISORNXT, INC. | SIEBERT ADVISORNXT, LLC.
CRD#: 288572 / SEC#: 801-110718
RIA
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Contact information
Main Address
300 Vesey Street 5th Floor, New York, NY, 10282
Mailing Address
653 Collins Avenue, Miami Beach, FL 33139
Phone number
(800) 872-0444
Established
Firm type
Fiscal year end
# of Employees
31
SEC notice filing (43 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 786 |
| AUM (Assets Under Management) | $ 287,623,668 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
