Nolan G. Dubois

FORESIDE FUND SERVICES

Wheaton, IL 60187

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CRD#: 7322608

Professional summary

Nolan Gerard Dubois, who also goes by Nolan Dubois, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in Wheaton, Illinois.

Nolan is registered as a RR (Registered Representative) and started their career in finance in 2021. Nolan has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Nolan Dubois

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Nolan Gerard Dubois's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 30, 2025 - Present

FORESIDE FUND SERVICES, LLC

Office #1: 200 W Front St, Wheaton, IL 60187

CRD#: 46106

Wheaton, IL

Past

February 3, 2025 - October 3, 2025

ALPS DISTRIBUTORS, INC.

CRD#: 16853

Chicago, IL

Past

July 19, 2022 - January 31, 2025

PERFORMANCE TRUST CAPITAL PARTNERS, LLC

CRD#: 36155

CHICAGO, IL

Past

April 14, 2021 - August 4, 2022

MORGAN STANLEY

RIA

CRD#: 149777

Oak Brook, IL

Past

February 5, 2021 - August 4, 2022

MORGAN STANLEY

CRD#: 149777

Oak Brook, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(10/30/2025)

Delaware
(10/30/2025)

District of Columbia
(10/30/2025)

Illinois
(10/30/2025)

Indiana
(10/30/2025)

Kentucky
(10/30/2025)

Maine
(10/30/2025)

Maryland
(10/30/2025)

Massachusetts
(10/30/2025)

Michigan
(10/30/2025)

New Hampshire
(10/30/2025)

New Jersey
(10/30/2025)

New York
(10/30/2025)

Ohio
(10/30/2025)

Rhode Island
(10/30/2025)

Virginia
(10/30/2025)

West Virginia
(10/30/2025)

Wisconsin
(10/30/2025)

Exams

State Security Law Exam

IAR

Series 66

Date: 4/13/2021

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 2/4/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 11/10/2020

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

FORESIDE FUND SERVICES, LLC

FORESIDE FUND SERVICES, LLC | FORUM FUND SERVICES, LLC

CRD#: 46106 / SEC#: , 8-51293

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone number

(207) 553-7110

Established

Delaware since 09/08/1998

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
FORESIDE DISTRIBUTORS, LLC	SOLE MEMBER
COWAN, TERESA MARIA KAZMIERSKI	PRES/MANAGER/DIRECTOR	1544189
EDELMAN, GABRIEL	SECRETARY	6654419
LA FOND, SUSAN LORENE	TREASURER	4512785
LANZA, CHRISTOPHER CONTE	VICE PRESIDENT	2184856
MACCHIA, KATE SCHENDEL	VICE PRESIDENT	4863973
SOMMERS, WESTON	CFO/FINOP	5290145
STROUT, ALICIA KIMBERLY	CHIEF COMPLIANCE OFFICER/VICE PRESIDENT	6320351

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Nolan G. Dubois

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Nolan Gerard Dubois's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORESIDE FUND SERVICES, LLC

ALPS DISTRIBUTORS, INC.

PERFORMANCE TRUST CAPITAL PARTNERS, LLC

MORGAN STANLEY

MORGAN STANLEY

State Registrations and Notice Filings

Exams

Series 66

Date: 4/13/2021

Series 7TO

Date: 2/4/2021

SIE

Date: 11/10/2020

FINRA

Current Firm

FORESIDE FUND SERVICES, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

FORESIDE FUND SERVICES, LLC

TRUST BUT VERIFY

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