Conner D. Whipple

TINGEY ADVISORS

SALT LAKE CITY, UT 84117

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CRD#: 7322291

Professional summary

Conner Douglas Whipple is a registered financial advisor currently at TINGEY ADVISORS INC located in Salt Lake City, Utah.

Conner is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Conner has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Conner Douglas Whipple's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 30, 2025 - Present

TINGEY ADVISORS INC

Office #1: 2101 East Murray-holladay Road Suite 200, Salt Lake City, UT 84117

RIA

CRD#: 107539

SALT LAKE CITY, UT

Past

December 21, 2020 - August 15, 2025

GRANDEUR PEAK GLOBAL ADVISORS

RIA

CRD#: 158270

SALT LAKE CITY, UT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TINGEY ADVISORS INC

CANNON TINGEY INVESTMENT ADVISORS INC | TINGEY ADVISORS INC

CRD#: 107539 / SEC#: 801-88169

RIA

Registered Investment Advisory firm - (4/8/2015 Approved)

Utah

Registered Investment Advisory firm - (12/21/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Utah
(9/30/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/19/2020

Uniform Investment Adviser Law Examination

Current Firm

TINGEY ADVISORS INC

CANNON TINGEY INVESTMENT ADVISORS INC | TINGEY ADVISORS INC

CRD#: 107539 / SEC#: 801-88169

RIA

Registered Investment Advisory firm - (4/8/2015 Approved)

Utah

Registered Investment Advisory firm - (12/21/2015 Terminated)

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Contact information

Main Address

2101 East Murray-holladay Road Suite 200, Salt Lake City, UT 84117

Mailing Address

Phone number

(801) 352-8166

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIRM BROCHURE SUPPLEMENT (5/27/2025)

CANNON TINGEY INVESTMENT ADVISORS ADV PART 2 (5/27/2025)

Regulatory assets under management

Total Number of Accounts	361
AUM (Assets Under Management)	$ 385,013,420

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Conner D. Whipple

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Conner Douglas Whipple's CRS (Customer Relationship Summary).

Certified licenses

Experience

TINGEY ADVISORS INC

GRANDEUR PEAK GLOBAL ADVISORS

Primary Firm SEC Registration

TINGEY ADVISORS INC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/19/2020

Current Firm

TINGEY ADVISORS INC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TINGEY ADVISORS INC

TRUST BUT VERIFY

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