WN
William M. Noftsinger
ALPHA OMEGA WEALTH MANAGEMENT
RICHMOND, VA 23226
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CRD#: 732203
WN
William Martin Noftsinger JRALPHA OMEGA WEALTH MANAGEMENT
Professional summary
William Martin Noftsinger JR, who also goes by Bill Noftsinger, is a registered financial advisor currently at ALPHA OMEGA WEALTH MANAGEMENT, LLC located in Richmond, Virginia.
William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1981. William has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
At a Glance
Always Fiduciary
Aliases
Bill Noftsinger
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)CO-TRUSTEE OF VARIOUS TRUST ACCOUNTS, DUTIES ARE IN LINE WITH NORMAL DUTIES. 2)WILLTRUST LP. RICHMOND, VA. GENERAL PARTNER. 2 HOURS/MONTH DURING TRADING HOURS. 09/10 3)NAME: KEMP FAMILY TRUST NATURE OF BUSINESS: TRUST INVESTMENT RELATED: YES POSITION/DUTIES: TRUSTEE. PERFORM DUTIES OF TRUSTEE, MANAGE THE FUNDS, MAKE DISTRIBUTION TO BENEFICIARY. START DATE: 5/1/14 HRS/MO: 2 HOURS, ALL DURING TRADING HOURS 4)S GILLUM IRRV TRUST - 7202 GLEN FOREST DRIVE, SUITE 300, RICHMOND VA 23226 TRUSTEE MANAGE TRUST ACCOUNTS, START DATE 11.22.2014 2 HOURS PER MONTH DURING TRADING HOURS 6)GOOCHLAND CHILDRENS TRUST - INVESTMENT RELATED - TRUSTEE - 7202 GLEN FOREST DRIVE, SUITE 300, RICHMOND VA 23226 - 12/15/14 - APPROX 1 HOUR PER MONTH DURING BUSINESS HOURS - MANAGE ACCOUNT FEES 7)CAMPBELL UNIVERSITY CENTRAL VA ALUMNI ASSOCIATION - BOARD MEMBER - NOT INVESTMENT-RELATED - 143 MAIN STREET BUIES CREEK, NC - 1 TO 5 HOURS/MONTH DURING NON-BUSINESS HOURS - 1 TO 5 HOURS/MONTH DURING TRADING HOURS - SUPPORT SCHOOL 8)SANDRA GILLUM IRR TRST DTD 11/19/09 - 7202 GLEN FOREST DRIVE, SUITE 300, RICHMOND VA 23226 - TRUSTEE - STARTED 1/6/16 - 1 TO 5 HRS/MONTH DURING TRADING HOURS - MANAGE ASSETS OF THE TRUST 9)SANDRA GILLUM TRUST FBO STEPHEN GILLUM - 7202 GLEN FOREST DRIVE, SUITE 300, RICHMOND VA 23226 - TRUSTEE- STARTED 1/6/16 - 1 TO 5 HRS/MONTH DURING TRADING HRS - MANAGED ASSETS OF THE TRUST 10)FUTURE LP - INVESTMENT RELATED - INVESTMENT PARTNERSHIP - 7202 GLEN FOREST DRIVE, SUITE 300, RICHMOND VA 23226 - TRUSTEE - 9/5/00 - MANAGE AFFAIRS OF PARTNERSHIP - 1 TO 5 HRS/MONTH DURING TRADING AND NON-BUSINESS HOURS 11)SHARING 1999 LP - INVESTMENT RELATED - CHARITABLE TRUST - 7202 GLEN FOREST DRIVE, SUITE 300, RICHMOND VA 23226 - TRUSTEE - 8/9/00 - 1 TO 5 HOURS MONTH DURING TRADING AND NON-TRADING HOURS - MANAGE ACCOUNT FEES 12)RIVAS CHILDREN'S TRUST - INVESTMENT RELATED - TRUSTEE
CRS (Client Relationship Summary) - RIA
Click below to view William Martin Noftsinger JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 25, 2019 - Present
ALPHA OMEGA WEALTH MANAGEMENT, LLC
Office #1: 7202 Glen Forest Drive Suite 300, Richmond, VA 23226RIA
CRD#: 149842
RICHMOND, VA
Past
January 22, 1997 - June 17, 2019
DAVENPORT & COMPANY LLC
RIA
CRD#: 1588
RICHMOND, VA
Past
September 25, 1987 - June 17, 2019
DAVENPORT & COMPANY LLC
BD
CRD#: 1588
RICHMOND, VA
Past
June 23, 1981 - October 2, 1987
FIRST UNION CAPITAL MARKETS CORP.
BD
CRD#: 6124
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AO
ALPHA OMEGA WEALTH MANAGEMENT, LLC
ALPHA OMEGA INVESTMENT ADVISORS | GLEN ALLEN DESIGNS, LLC | ALPHA OMEGA WEALTH MANAGEMENT, LLC
CRD#: 149842 / SEC#: 801-70136
RIA
Registered Investment Advisory firm - (4/21/2009 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(1/28/2021)
IAR
Virginia(6/25/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
AO
ALPHA OMEGA WEALTH MANAGEMENT, LLC
ALPHA OMEGA INVESTMENT ADVISORS | GLEN ALLEN DESIGNS, LLC | ALPHA OMEGA WEALTH MANAGEMENT, LLC
CRD#: 149842 / SEC#: 801-70136
RIA
Registered Investment Advisory firm - (4/21/2009 Approved)Loading...
Contact information
Main Address
7202 Glen Forest Drive Suite 300, Richmond, VA 23226
Mailing Address
Phone number
(804) 955-1600
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,282 |
| AUM (Assets Under Management) | $ 905,828,765 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 05/08/2025 | ||
| 07/29/2024 | ||
| 07/31/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
