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WN

William M. Noftsinger

ALPHA OMEGA WEALTH MANAGEMENT
Richmond, VA 23226
Some features on this profile are disabled
CRD#: 732203
WN

Professional summary

William Martin Noftsinger JR, who also goes by Bill Noftsinger, is a registered financial advisor currently at ALPHA OMEGA WEALTH MANAGEMENT, LLC located in Richmond, Virginia.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1981. William has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Bill Noftsinger

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Martin Noftsinger JR's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 25, 2019 - Present

ALPHA OMEGA WEALTH MANAGEMENT, LLC

Office #1: 7202 Glen Forest Drive Suite 300, Richmond, VA 23226
RIA
CRD#: 149842
Richmond, VA
Past

January 22, 1997 - June 17, 2019

DAVENPORT & COMPANY LLC

RIA
CRD#: 1588
RICHMOND, VA
Past

September 25, 1987 - June 17, 2019

DAVENPORT & COMPANY LLC

BD
CRD#: 1588
RICHMOND, VA
Past

June 23, 1981 - October 2, 1987

FIRST UNION CAPITAL MARKETS CORP.

BD
CRD#: 6124

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AO
ALPHA OMEGA WEALTH MANAGEMENT, LLC
ALPHA OMEGA INVESTMENT ADVISORS | GLEN ALLEN DESIGNS, LLC | ALPHA OMEGA WEALTH MANAGEMENT, LLC

CRD#: 149842 / SEC#: 801-70136

RIA
Registered Investment Advisory firm - (4/21/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(1/28/2021)
IAR
Virginia
(6/25/2019)

Exams

State Security Law Exam
IAR
Series 65
Date: 3/11/1992
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 6/24/1981
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/20/1981
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/21/2001
General Securities Principal Examination

Current Firm

AO
ALPHA OMEGA WEALTH MANAGEMENT, LLC
ALPHA OMEGA INVESTMENT ADVISORS | GLEN ALLEN DESIGNS, LLC | ALPHA OMEGA WEALTH MANAGEMENT, LLC

CRD#: 149842 / SEC#: 801-70136

RIA
Registered Investment Advisory firm - (4/21/2009 Approved)
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Contact information

Main Address
7202 Glen Forest Drive Suite 300, Richmond, VA 23226
Mailing Address
Phone number
(804) 955-1600
Established
Firm type
Fiscal year end
# of Employees
9

SEC notice filing (9 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A (1/8/2026)
ADV PART 2B (3/26/2025)

Regulatory assets under management

Total Number of Accounts1,282
AUM (Assets Under Management)$ 905,828,765

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
05/08/2025
Cover Page
Report
07/29/2024
Cover Page
Report
07/31/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALPHA OMEGA WEALTH MANAGEMENT, LLC

CRD#: 149842Richmond, VA 23226

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