Alexander J. Williams
Professional summary
Alexander Joseph Williams is a registered financial professional currently at FOCUS SECURITIES LLC located in Gainesville, Virginia.
Alexander is registered as a RR (Registered Representative) and started their career in finance in 2021. Alexander has worked at 2 firms and has passed the Series 63, Series 82TO, Series 79TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Alexander Joseph Williams's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 19, 2022 - Present
FOCUS SECURITIES LLC
Office #1: 7371 Atlas Walk Way #259, Gainesville, VA 20155March 30, 2021 - July 14, 2021
BA SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/9/2022)
(5/9/2022)
(1/19/2022)
(1/10/2024)
(1/3/2023)
(8/31/2023)
(10/3/2024)
(7/27/2022)
(7/10/2025)
(1/3/2023)
Exams
Series 82TO
Date: 5/17/2022
Limited Representative-Private Securities OfferingsSeries 79TO
Date: 3/30/2021
Investment Banking Registered Representative ExaminationFINRA
Current Firm
FOCUS SECURITIES LLC
CRD#: 150589 / SEC#: , 8-68273
Contact information
FINRA licenses (46 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FOCUS HOLDINGS USA, INC. | OWNER | |
| BEARD, ROBERT GLENN | PRESIDENT, CEO, CHIEF COMPLIANCE OFFICER | 5771682 |
| THOMPSON, RICHARD FRANK JR. | FINOP, ER |
Red Flags
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