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Robert Alexander Kearse

CRD# 732161·Registered 1981 - 1994
Previously Registered: Being a previously registered professional could mean that Robert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Robert Alexander Kearse was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 1981 - 1994. Robert had worked at 7 firms and has passed the Series 63, Series 7 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

45 years in the financial services industry

Current & Past Employments

CROWN FINANCIAL GROUP, INC.·CRD# 540
BD
April 22, 1991 - June 16, 1994
HASAN GROWNEY CO. INC.·CRD# 17137
BD
March 2, 1990 - May 10, 1991
J F LOWE & COMPANY INCORPORATED·CRD# 11830
BD
September 25, 1989 - January 17, 1990
GRAYSON FINANCIAL LLC·CRD# 11764
BD
August 28, 1989 - September 13, 1989
ALLEGIANCE SECURITIES, INC.·CRD# 16213
BD
April 4, 1989 - April 25, 1990
LEGEND MERCHANT GROUP, INC.·CRD# 5155
BD
October 23, 1986 - April 8, 1989
FORESTERS FINANCIAL SERVICES, INC.·CRD# 305
BD
June 12, 1981 - October 30, 1986

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Current Firm

CF
CROWN FINANCIAL GROUP, INC.

CROWN FINANCIAL GROUP, INC. | M. H. MEYERSON & CO., INC.

CRD#: 540 / SEC#: 8-8381
BD
Terminated by SEC on 11/29/2005

Contact Information

Established

New Jersey since 04/13/1960

Firm Type

Corporation

Fiscal Year End

January

Documents

Direct owners and executive officers

NamePositionCRD#
CROWN FINANCIAL HOLDINGS, INC. (PUBLICLY REPORTING ENTITY UNDER SECTION 12 OF THE '34 ACT.)SHAREHOLDER—
HOOBLER, JEFFREY MICHAELINTERIM PRESIDENT/CEO/CHIEF COMPLIANCE OFFICER1406028
LEIGHTON, JOHN PATRICKCHAIRMAN/CEO/PRESIDENT/DIRECTOR724359
THORNTON, ROBERT SEAVEYSENIOR VICE PRESIDENT/CFO/TREASURER/FINOP1188684

Disclosures

Regulatory Event

31

Civil Event

1

Arbitration

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1983About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Oct 1986About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jun 1981About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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