Robert A. Kearse
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Alexander Kearse was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1981. Robert had worked at 7 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 22, 1991 - June 16, 1994
CROWN FINANCIAL GROUP, INC.
March 2, 1990 - May 10, 1991
HASAN GROWNEY CO. INC.
September 25, 1989 - January 17, 1990
J F LOWE & COMPANY INCORPORATED
August 28, 1989 - September 13, 1989
GRAYSON FINANCIAL LLC
April 4, 1989 - April 25, 1990
ALLEGIANCE SECURITIES, INC.
October 23, 1986 - April 8, 1989
LEGEND MERCHANT GROUP, INC.
June 12, 1981 - October 30, 1986
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CROWN FINANCIAL GROUP, INC.
CRD#: 540 / SEC#: , 8-8381
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CROWN FINANCIAL HOLDINGS, INC. (PUBLICLY REPORTING ENTITY UNDER SECTION 12 OF THE '34 ACT.) | SHAREHOLDER | |
| HOOBLER, JEFFREY MICHAEL | INTERIM PRESIDENT/CEO/CHIEF COMPLIANCE OFFICER | 1406028 |
| LEIGHTON, JOHN PATRICK | CHAIRMAN/CEO/PRESIDENT/DIRECTOR | 724359 |
| THORNTON, ROBERT SEAVEY | SENIOR VICE PRESIDENT/CFO/TREASURER/FINOP | 1188684 |
Disclosures
| Regulatory Event | 31 |
| Civil Event | 1 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
