Louis Hsu
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Louis Hsu, CFP® was a registered financial professional .
Louis is a previously registered financial professional and started their career in finance in 2020. Louis had worked at 3 firms and has passed the Series 63 and Series 7TO exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 19, 2021 - April 20, 2026
GRAYSCALE SECURITIES, LLC
October 18, 2021 - October 3, 2022
GENESIS GLOBAL TRADING, INC
February 1, 2021 - September 20, 2021
SVB INVESTMENT SERVICES INC.
December 14, 2020 - September 20, 2021
SVB INVESTMENT SERVICES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 1/29/2021
General Securities Representative ExaminationCurrent Firm
GRAYSCALE SECURITIES, LLC
CRD#: 305907 / SEC#: , 8-70437
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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