Timothy A. Ebbert
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Austin Ebbert was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 1981. Timothy had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 21, 2011 - September 30, 2020
VALMARK ADVISERS, INC.
December 1, 2010 - September 30, 2020
VALMARK SECURITIES, INC.
March 6, 2009 - December 2, 2010
KESTRA INVESTMENT SERVICES, LLC
June 13, 2002 - December 2, 2010
KESTRA INVESTMENT SERVICES, LLC
November 3, 1999 - July 17, 2002
WALNUT STREET ADVISERS INC
August 30, 1999 - June 25, 2002
WALNUT STREET SECURITIES, INC.
June 10, 1981 - September 15, 1999
LUTHERAN BROTHERHOOD SECURITIES CORP.
Primary Firm SEC Registration
VALMARK ADVISERS, INC.
CRD#: 108050 / SEC#: 801-55564
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VALMARK ADVISERS, INC.
CRD#: 108050 / SEC#: 801-55564
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 19,096 |
| AUM (Assets Under Management) | $ 8,379,181,235 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
