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Michael F. Chiarovano

Some features on this profile are disabled
CRD#: 7320835
MC

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael Francis Chiarovano, who also goes by Michael Chiarovano, was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 2021. Michael had worked at 13 firms and has passed the SIE, Series 99TO and Series 27 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Michael Chiarovano

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

October 7, 2024 - November 7, 2024

TRADEMAS INC.

BD
CRD#: 130030
NEW YORK, NY
Past

March 4, 2024 - November 27, 2024

TRIPLE P SECURITIES, LLC

BD
CRD#: 323197
NEW YORK, NY
Past

January 22, 2024 - November 18, 2024

BUILDER ADVISOR GROUP, LLC

BD
CRD#: 156515
CORTE MADERA, CA
Past

August 19, 2022 - November 21, 2024

DSP SECURITIES, LLC

BD
CRD#: 298048
CONSHOHOCKEN, PA
Past

August 15, 2022 - October 31, 2024

FERRETTI GROUP, INC.

BD
CRD#: 47768
NEW YORK, NY
Past

August 15, 2022 - November 15, 2024

LIVERMORE TRADING GROUP, INC.

BD
CRD#: 32968
NEW YORK, NY
Past

August 11, 2022 - November 25, 2024

J.C. FLOWERS SECURITIES CO. LLC

BD
CRD#: 168757
NEW YORK, NY
Past

August 10, 2022 - November 25, 2024

ZENITH SECURITIES LLC

BD
CRD#: 138135
NORWALK, CT
Past

July 15, 2022 - August 6, 2025

KROLL SECURITIES LLC

BD
CRD#: 36927
CHICAGO, IL
Past

May 26, 2022 - November 12, 2024

CALAMAR FINANCIAL GROUP, LLC

BD
CRD#: 283992
AMHERST, NY
Past

March 23, 2022 - October 8, 2025

COVENTRY SECURITIES, LLC

BD
CRD#: 150462
FORT WASHINGTON, PA
Past

September 10, 2021 - March 20, 2024

ECOBAN SECURITIES CORPORATION

BD
CRD#: 29112
NEW ROCHELLE, NY
Past

June 17, 2021 - September 14, 2021

PRIME EXECUTIONS, INC.

BD
CRD#: 32889
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 1/2/2023
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
Principal/Supervisory Exam
RR
Series 27
Date: 6/17/2021
Financial and Operations Principal Examination

Current Firm

TI
TRADEMAS INC.
BOWERS SECURITIES INC. | TRADEMAS INC. | JOHN MATTHEW BOWERS | JOHN M. BOWERS, SOLE PROPRIETOR | JMB, SOLE PROPRIETOR

CRD#: 130030 / SEC#: , 8-66292

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
PREMIUM
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Contact information

Main Address
Nyse Trading Floor 11 Wall Street, New York, NY 10005
Mailing Address
Accounting & Compliance International 77 Water Street, Suite 1604, New York, NY 10005
Phone number
(212) 668-8700
Established
New York since 08/25/2006
Firm type
Corporation
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
MASIELLO, FRANK THOMASCEO/PRES/TREAS/SECY/COO4490475
ATTANASIO, ELIZABETH MARIEFINOP/PFO/POO5325007
SCHEPPS, MARK HCCO2042034

Disclosures

Regulatory Event7

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TRADEMAS INC.

CRD#: 130030

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