SM
Scott A. Mcconnell
PMA SECURITIES
NAPERVILLE, IL 60563
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CRD#: 7320806
SM
Professional summary
Scott Andrew Mcconnell is a registered financial professional currently at PMA SECURITIES, LLC located in Naperville, Illinois.
Scott is registered as a RR (Registered Representative) and started their career in finance in 2021. Scott has worked at 1 firm and has passed the Series 99TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Scott Andrew Mcconnell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 19, 2021 - Present
PMA SECURITIES, LLC
Office #1: 2135 Citygate Lane 7th Floor, Naperville, IL 60563BD
CRD#: 30397
NAPERVILLE, IL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
General Industry/Product Exam
RR
Series 99TO
Date: 5/18/2021
Operations Professional ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PS
PMA SECURITIES, LLC
ENGLISH CONCEPTS, INC. | PMA SECURITIES, LLC | PMA SECURITIES, INC.
CRD#: 30397 / SEC#: , 8-44905
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
2135 Citygate Lane 7th Floor, Naperville, IL 60563
Mailing Address
2135 Citygate Lane 7th Floor, Naperville, IL 60563
Phone number
(630) 657-6400
Established
Illinois since 03/26/2019
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (23 States and Territories)
Documents
Red Flags
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