George E. Bundy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Elwyn Bundy was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1981. George had worked at 8 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 31, 2016 - September 20, 2017
WEALTH MANAGEMENT SERVICES, LLC
September 27, 2013 - October 1, 2015
LJPR FINANCIAL ADVISORS
May 1, 1995 - December 31, 1995
MARINER FINANCIAL SERVICES, INC.
July 2, 1990 - April 3, 1995
WOODWARD SECURITIES CORPORATION
May 30, 1984 - July 5, 1990
RONEY & CO. L.L.C.
September 23, 1983 - February 21, 1984
TOWER SQUARE SECURITIES, INC.
June 4, 1981 - October 1, 1983
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
June 4, 1981 - October 1, 1983
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WEALTH MANAGEMENT SERVICES, LLC
CRD#: 131012 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
