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MS

Michael R. Saban

FLEMING FINANCIAL SERVICES
Mesa, AZ 85206
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CRD#: 7320376
MS

Professional summary


Michael Randolph Saban, who also goes by Randy Saban, is a registered financial advisor currently at FLEMING FINANCIAL SERVICES located in Mesa, Arizona.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Michael has worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Randy Saban

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
ONLINE TRADING ACADEMY 177780 FITCH #200 IRVINE CA EDUCATION DIRECTOR INVESTMENT RELATED

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Michael Randolph Saban's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

March 23, 2021 - Present

FLEMING FINANCIAL SERVICES

Office #1: 4702 E. Southern Av, Mesa, AZ 85206
RIA
CRD#: 145717
Mesa, AZ

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Arizona
(3/23/2021)

Exams


State Security Law Exam
IAR
Series 65
Date: 2/16/2021
Uniform Investment Adviser Law Examination

Current Firm


FF
FLEMING FINANCIAL SERVICES
FLEMING FINANCIAL SERVICES | FLEMING FINANCIAL SERVICES, INCORPORATED

CRD#: 145717 / SEC#:

Arizona
Registered Investment Advisory firm - (9/17/2009 Approved)
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Contact information


Main Address
4702 E. Southern Av, Mesa, AZ 85206
Mailing Address
Phone number
(480) 632-8770
Established
Firm type
Fiscal year end
# of Employees
8

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts510
AUM (Assets Under Management)$ 51,000,000

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


FLEMING FINANCIAL SERVICES

CRD#: 145717Mesa, AZ 85206

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